Back

Search results

Found 6015 results. Displaying page 19 of 401

  1. 9 December 2019

    INVESTMENT CUSTODIAL SERVICES LIMITED

    Investment Custodial Services Limited, FSP29181, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  2. 31 August 2022

    Float Financial Advisors Limited

    Float Financial Advisors Limited is an AML/CFT Reporting Entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 27 July 2020

    FAQs about our immediate priorities during the COVID-19 response and recovery

    It's not yet known how long the pandemic will continue to impact New Zealand’s financial sector. Work on our medium-term strategic priorities is ongoing, but we recognise COVID-19 poses immediate challenges and could seriously undermine consumer confidence and damage the wider sector. We will also continue to progress the medium-term strategic activities that support our statutory objective of fair, efficient and transparent financial markets.The immediate priorities in this FAQ document relate to the foreseeable three to six month timeframe. However, we also plan to publish a corporate plan later this year outlining our key areas of focus and work programme, once there is greater certainty on the impact of COVID-19 on the financial sector. Read our FAQs here.
    Tags
    COVID-19, Regulation, Regulation updates, Business, FMA, News & Insights
    Type
    Page

  4. 31 August 2022

    STEWART GROUP WELLINGTON LIMITED

    STEWART GROUP WELLINGTON LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 19 November 2020

    Private investment company impersonated by scammers

    GRC Investments Limited is a private investment company based in Christchurch that scammers have sought to exploit by impersonating them. The FMA issued a warning in September that an investment scam appeared to be operating under a similar name – G.R.C Trustee.
    Tags
    Consumer, Scams
    Type
    Page

  6. 31 August 2022

    Findex NZ DBG

    Findex NZ DBG including: Findex Advice Services NZ Limited, Findex Financial Services NZ Limited, and Findex NZ Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  9. 16 December 2021

    Flying Kiwi Angels Limited

    Flying Kiwi Angels Limited is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 2 May 2022

    Investor alert: false claims by Onyx Group Limited

    WARNING: We are concerned that Onyx Group Limited (‘Onyx’) is involved in a scam. We have received a complaint about this company cold-calling New Zealand residents offering pre-IPO shares* and unreasonably withholding client funds.
    Tags
    Shares, Ways to invest, Investing, Imposter website, International regulator alerts, Suspected scam, Consumer, Scams
    Type
    Page

  11. 10 August 2022

    bbcapital.com falsely using Black Bull Group identity

    FMA are concerned that https://bbcapitalmarket.com/ is operating a scam and falsely using the name of a New Zealand registered and licensed entity - Black Bull Group Limited (NZBN: 9429041417799) T/A Blackbull Markets. Black Bull Group Limited has advised the FMA that they are not associated with https://bbcapitalmarket.com/.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  12. 31 July 2014

    FMA issues first equity crowd funding licences

    The Financial Markets Authority today issued its first equity crowd funding licences under the Financial Markets Conduct Act 2013.
    Tags
    Crowdfunding providers, Media release, Roles, Business, News & Insights
    Type
    Page