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Found 6015 results. Displaying page 17 of 401

  1. 9 August 2011

    FMA announces appointment and reappointments to Code Committee

    The Board of the Financial Markets Authority has appointed Dimity Kingsford-Smith, a Professor of Law at the University of New South Wales, to the Code Committee for Authorised Financial Advisers for a term of three years.
    Tags
    Media release, News & Insights
    Type
    Page

  2. 16 July 2010

    Finance & Investments Partners Enforceable Undertaking

    The Securities Commission has accepted enforceable undertakings from the partners of Finance & Investments, Mr Andrew Harding and Mr Murray Scholfield.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 14 May 2014

    FMA seeks comments on proposed class exemption to apply to initial public offers

    Consultation paper: FMA seeks comments on proposed class exemption to apply to initial public offers. The Financial Markets Authority (FMA) is planning to consult on a proposed class exemption for firms making initial public offers (IPOs). Read more.
    Tags
    Offer information, Consultations, Exemptions, Business
    Type
    Page

  13. 31 August 2022

    BANCORP INCOME CHOICE LIMITED

    BANCORP INCOME CHOICE LIMITED is an AML reporting eneity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 31 August 2022

    BRITANNIA FINANCIAL PLANNING LIMITED

    BRITANNIA FINANCIAL PLANNING LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 31 August 2022

    FINANCIAL FOCUS (NEW ZEALAND) LTD

    FINANCIAL FOCUS (NEW ZEALAND) LTD is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page