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  1. 6 March 2023

    FMA investor profile - Mikayla Pakinga-Lawson

    FMA profiles Mikayla Pakinga-Lawson (Ngati Whakaue me Te Whanau-a-Apanui). Mikayla recently joined the FMA team as an Adviser in the Investor Capability team.
    Tags
    Article, Investing, Consumer, News & Insights
    Type
    Page

  2. 22 May 2012

    Cold-calling share scam

    New Zealand investors are in danger of being fleeced by a sophisticated new cold-calling share scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 12 November 2018

    Oxford Finance Services

    Oxford Finance Services could be involved in a scam. It is not associated with New Zealand registered Gilrose Finance Company Limited and Oxford Finance Limited as claimed on their website.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 16 February 2022

    FMA investor profile - Bradie Claydon

    This month's FMA Investor Profile features Bradie Claydon, a wife and mum of three who is a Registered Legal Executive by day and runs the social media platform Kiwi Girl on a Budget in her spare time.
    Tags
    Investing, Insights, Article, Consumer, News & Insights
    Type
    Page

  7. 2 May 2023

    ‘5 mins with the FMA’ podcast #6: Financial Advice Providers

    ‘5 mins with the FMA’ podcast #6: We talk to Michael Hewes about New Zealand’s new-look financial advice regime, which has just passed a major milestone, with all financial advice providers now required to hold or operate under a full license.
    Tags
    Financial Advice Provider, Roles, Licensing & registration, Podcast, Business, News & Insights
    Type
    Page, Podcast

  8. 5 March 2024

    Speech by Samantha Barrass at Financial Advice New Zealand Thrive Conference

    Samantha Barrass talks to Financial Advice New Zealand (FANZ) about the future of financial advice and the quest for better customer outcomes.
    Tags
    Speeches and presentations , Authorised body under a FAP, Financial Advice Provider, Financial Adviser, New Financial Advice regime, Roles, Business, News & Insights, Nominated representatives
    Type
    Page

  9. 26 February 2015

    Belgrave Finance Limited

    Belgrave directors Stephen Charles Smith and Shane Joseph Buckley, and associate Raymond Tasman Schofield were convicted on representative charges brought by the FMA under the Securities Act, the Companies Act and Crimes act along with their legal advisor Hugh Edward Staples Hamilton. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  11. 20 October 2022

    Key terms under the CoFI regime

    The Financial Markets (Conduct of Institutions) Amendment Act 2022 has introduced some key terms to describe the framework for regulating the conduct of financial institutions in New Zealand – also known as the CoFI regime. This page lists some of the key terms and their definitions.
    Tags
    Conduct of Financial Institutions Bill (CoFI), Banking, Conduct, Insurance Providers, Financial Institutions, Ways to invest, Investing, Managed Investment Schemes, Roles, Business, Consumer, Managed investment schemes
    Type
    Page

  12. 4 October 2018

    Managed funds

    When you invest in a managed fund, your money is pooled with other investors’ money and is spread across different kinds of investments. A manager chooses how the fund is invested according to the rules set out for each fund and each investor owns a proportion of the total fund. You can invest in a single fund or a mix of funds. Managed funds allow for investment diversity and can be a good investment option. Learn how managed funds work and the different types available.
    Tags
    Managed funds, Ways to invest, Investing, KiwiSaver & Superannuation, Consumer
    Type
    Page

  13. 5 December 2022

    How to identify a product disclosure statement (PDS) or prospectus scam

    FMA has issued this article about how to identify and avoid PDS or prospectus scams as a result of an increase in fake investment documents targeting New Zealand investors.
    Tags
    Investor information, Suspected scam, Article, Consumer, News & Insights, Scams
    Type
    Page

  14. 21 January 2023

    Disputes and consumer protection

    The Banking Ombudsman investigates and resolves disputes between customers and their banks.
    They also deal with complaints about a range of non-bank financial service providers. The Reserve Bank of New Zealand is the prudential supervisor of banks and insurance companies.
    Tags
    Consumer
    Type
    Page

  15. 15 March 2021

    Frequently asked questions

    The FMA answers many questions on a daily basis. We have recorded the most frequently asked questions on this page. Check this page first before submitting your question to us - it may save you time. If you can’t find the information you’re looking for then please submit your question to us via [email protected] or call our helpline on 0800 434 566. .
    Tags
    Business
    Type
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