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  4. 13 November 2019

    Ease of doing business survey report 2019

    The FMA commissioned Buzz Channel to conduct research among key stakeholders to understand the effectiveness of
    interactions FMA has with stakeholders and satisfaction with
    the service it provides.
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    PDF, Research

  7. 13 November 2013

    Consultation licensing DIMS providers

    Consultation: Draft minimum standards and licence conditions for Discretionary Investment Management Service (DIMS) providers.
    Tags
    Discretionary investment management scheme (DIMS), Consultations, Roles, Business
    Type
    PDF

  8. 3 March 2016

    IFIAR Survey of Inspection Findings 2015

    In 2015, the International Forum of Independent Audit Regulators (IFIAR) conducted its fourth annual survey of findings (Survey) identified by its Members in their individual inspections of audit firms affiliated with six large, international audit firmnetworks, referred to as the GPPC networks.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  11. 6 October 2021

    Persons spreadsheet - Supporting document for Auditors

    Persons spreadsheet - Supporting document for Auditors. Complete the relevant columns giving a list of all partners indicating those who are members of a professional body and those who hold practising certificate, the name and website address of the professional body and a link to, any publicly available online register of members published by the body.
    Tags
    Authorised body under a FAP, Roles, Business
    Type
    Spreadsheet, Submission form

  14. 27 July 2020

    Our immediate priorities during the COVID-19 response and recovery

    This information sheet outlines the FMA’s immediate priorities as New Zealand continues to respond to the COVID-19 pandemic, showing how we will support that response and recovery, while also ensuring financial service providers support their customers and investors.
    Tags
    COVID-19, FMA, News & Insights
    Type
    Page