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  1. 19 January 2023

    FMA publishes fund manager risk assessment report

    The FMA has published its Managed Investment Schemes (MIS) Sector Risk Assessment, which analyses key risks in the funds management industry at a sector level.
    Tags
    Media release, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  3. 10 September 2020

    Te Reo Maori Financial Glossary He Reo Whairawa

    This project is centered on the research and development of a fundamental vocabulary of 100 wealth and investment terms. The development and promotion of this vocabulary will form a critical support for enhancing and promoting the use of te reo Māori in the wealth and investment sector, and related educational programmes. The review of existing vocabulary and the development of new vocabulary is done in collaboration with both industry and linguistic experts.
    Tags
    Business
    Type
    PDF, Resource

  4. 30 May 2014

    new governance and accountability framework for mis managers and their licensed supervisors 2014

    The FMC Act introduces an accountability framework for managed investment schemes (MIS).
    The requirements include a statutory duty of care on both managers and supervisors of managed investment schemes. Both must also act in the best interests of investors. Managers and supervisors need to have a clear
    understanding of their respective roles and understand they will be held to account for their actions.
    Tags
    Governance, Managed investment schemes, Supervisor, Roles, Business, FMA
    Type
    PDF, Information Sheet

  5. 22 June 2021

    MIS liquidity risk management review

    This report contains recommendations on liquidity stress testing frameworks, processes and procedures, following the August 2020 self-assessment survey completed by regulated entities for a two-year period ending 31 December 2019. It will be useful for directors, senior management and investment personnel of managed investment schemes.
    Tags
    Roles, KiwiSaver providers, Business, Managed investment schemes, Supervisor
    Type
    PDF, Report

  6. 12 March 2018

    Consultation: Content of regulatory returns for licensed DI MIS managers and DIMS providers

    This consultation is for licensed derivative issuers, managers of managed investment schemes, providers of discretionary investment management services, and other interested parties. It aims to gain feedback on our proposals for regulatory returns for licensed DI, MIS managers and DIMS providers.
    Tags
    Derivative Issuer, Discretionary investment management scheme (DIMS), Consultations, Roles, Business, Managed investment schemes
    Type
    PDF

  7. 24 February 2015

    Reporting SIPO limit breaks Information sheet

    This information sheet outlines the reporting obligations of a Managed Investment Scheme (MIS) manager if there has been a limit break under its Statement of Investment Policy and Objectives (SIPO) under Part 4 of the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Information Sheet

  8. 1 June 2016

    Investor Confidence Research 2016

    This is the fourth year that FMA has carried out investor research measuring attitudes towards, and investment in New Zealand’s financial markets.
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    PDF, Research

  9. 5 June 2020

    Pacific scams A4 infosheet in English

    This Investment scams information sheet has been created for Pacific Island audiences to easily identify the warning signs of a scam and where to get help.
    Tags
    Investor information, Consumer, Scams
    Type
    PDF

  10. 20 January 2023

    MIS Sector Risk Assessment 2023

    Findings from the FMA’s assessment of the sector risks and the underlying key risk factors for Managed Investment Schemes (MIS), January 2023
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF

  12. 29 May 2017

    Investor Confidence Survey 2017

    The FMA carried out investor research measuring attitudes
    towards, and investment in New Zealand’s financial markets. The survey was conducted by Colmar Brunton in 2017.
    Tags
    Reports and Papers, Investor capability, FMA, News & Insights
    Type
    PDF, Research

  13. 28 November 2017

    Investor Capability Strategy 2017 2020

    This strategy sets out how we plan to target our efforts around ensuring investors have access to the information they need to make informed investment decisions.
    Tags
    FMA
    Type
    PDF

  14. 18 May 2022

    Value for Money Industry Report

    FMA and Supervisor report for Managed Investment Scheme Managers and KiwiSaver Managers that covers FMA and Supervisor findings from the Value for Money implementation pilot.
    Tags
    Reports and Papers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  15. 28 January 2022

    FMA investor profile - Eseta Leau

    Our latest Investor Profile features Eseta Leau, who uses her law and commerce background as a consultant to serve Pacific communities and is a novice investor. Read more about Eseta's investment story.
    Tags
    Investor information, FMA stories, Insights, Article, Consumer, News & Insights
    Type
    Page