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  1. 14 August 2014

    Money Week Survey Report 2014

    2014 research report about New Zealanders' attitudes to investment.
    Tags
    Consumer
    Type
    PDF, Research

  2. 20 September 2021

    Green Tower Investments

    WARNING: the FMA is concerned that Green Tower Investments may be operating a scam. We have received a report from New Zealand residents who have been unable to withdraw their investment with Green Tower Investments.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  3. 2 August 2016

    Crowdfunding services for property investments – meeting the eligibility criteria

    Crowdfunding services for property investments – meeting the eligibility criteria, information sheet is designed to help crowdfunding services offering property investment (‘property crowdfunding’) meet the eligibility criteria for a licensed crowdfunding service in New Zealand.
    Tags
    Crowdfunding providers, Roles, Business
    Type
    Page, Guidance

  4. 30 June 2022

    Fisher Funds Wealth Investments Limited Partnership - MIS

    Fisher Funds Wealth Investments Limited Partnership (previously known as Kiwi Wealth Investments Limited Partnership or Gareth Morgan Investments Limited Partnership), FSP46781, is a licensed Managed Investment Scheme Manager.
    Tags
    Licensed entity, Roles, Reporting entities, Business, Managed investment schemes
    Type
    Page

  5. 12 March 2014

    Bridgecorp and Bridgecorp Investments (BIL)

    FMA alleged that the directors( Rodney Petricevic, Robert Roest, Bruce Davidson, Gary Urwin and Peter Steigrad) made untrue statements in the investment statements and registered prospectuses, prospectus extension certificates of Bridgecorp and BIL. They also made other false or misleading statements in Bridgecorp and BIL documents. Read more.
    Tags
    Enforcement
    Type
    Page

  7. 8 March 2022

    Financial Markets Conduct (IG Australia Pty Limited) Exemption Notice 2022

    The Financial Markets Conduct (IG Australia Pty Limited) Exemption Notice 2022 provides relief to IG Australia Pty Limited (IG Australia) from certain financial reporting and audit obligations in the FMC Act and from certain assurance obligations and register entry requirements in the FMC Regulations.
    Tags
    Exemptions, Business
    Type
    Page

  8. 27 July 2020

    FAQs about our immediate priorities during the COVID-19 response and recovery

    It's not yet known how long the pandemic will continue to impact New Zealand’s financial sector. Work on our medium-term strategic priorities is ongoing, but we recognise COVID-19 poses immediate challenges and could seriously undermine consumer confidence and damage the wider sector. We will also continue to progress the medium-term strategic activities that support our statutory objective of fair, efficient and transparent financial markets.The immediate priorities in this FAQ document relate to the foreseeable three to six month timeframe. However, we also plan to publish a corporate plan later this year outlining our key areas of focus and work programme, once there is greater certainty on the impact of COVID-19 on the financial sector. Read our FAQs here.
    Tags
    COVID-19, Regulation, Regulation updates, Business, FMA, News & Insights
    Type
    Page

  9. 23 April 2015

    DIMS limit breaks under the FMC Act

    This information sheet outlines the obligations of Discretionary Investment Management Services (DIMS) providers under the Financial Markets Conduct Act 2013 (FMC Act) relating to investment authority limits and reporting breaches of those limits.
    Tags
    Discretionary investment management scheme (DIMS), Roles, Business
    Type
    PDF, Information Sheet

  10. 30 October 2014

    Reporting duties under Part 4 of the FMC Act

    This information sheet outlines the new reporting duties under the Financial Markets Conduct Act 2013 (FMC Act) for debt issuers, managers of managed investment schemes, supervisors, auditors, investment managers, administration managers, custodians and actuaries.
    Tags
    Client money or property services provider, Roles, Auditors, Offer disclosure for equity and debt offers, Business, Managed investment schemes, Supervisor
    Type
    PDF, Information Sheet

  11. 1 October 2014

    Reporting duties under Part 4 of the FMC Act Information Sheet and Table

    This information sheet outlines the new reporting duties under the Financial Markets Conduct Act 2013 (FMC Act) for debt issuers, managers of managed investment schemes, supervisors, auditors, investment managers, administration managers, custodians and actuaries.
    Tags
    Auditors, Roles, Offer disclosure for equity and debt offers, Business, Managed investment schemes, Supervisor
    Type
    PDF, Information Sheet

  12. 27 March 2023

    AML/CFT FAQs

    Frequently asked questions answered about AML/CFT and obligations of reporting entities in New Zealand.
    Tags
    AML/CFT, Roles, Business
    Type
    Page

  13. 27 August 2015

    FMA encourages people to get their KiwiSaver fighting fit during Money Week

    The FMA has launched its plans for Money Week 2015. This year the FMA wants people to complete an online health check of their KiwiSaver by answering five simple questions to make sure they are tuned in to their KiwiSaver investment.
    Tags
    KiwiSaver & Superannuation, Media release, Campaigns, Consumer, News & Insights
    Type
    Page

  14. 18 May 2022

    Fund managers’ inconsistent performance measurement and cost of fees reduces benefits to investors

    The managers of New Zealand managed investment schemes (MIS or KiwiSaver/fund managers) are showing repeatable performance, relative to appropriate market indices. However, the benefits of their skill to investors in some funds is reduced by fees, and the costs of commission paid by managers to third parties.
    Tags
    Roles, Media release, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  15. 13 November 2013

    Consultation licensing DIMS providers

    Consultation: Draft minimum standards and licence conditions for Discretionary Investment Management Service (DIMS) providers.
    Tags
    Discretionary investment management scheme (DIMS), Consultations, Roles, Business
    Type
    PDF