Back

Search results

Found 3017 results. Displaying page 57 of 202

  2. 31 August 2022

    CHARLES TOMLINSON

    CHARLES TOMLINSON is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  4. 2 June 2020

    Customer vulnerability – our expectations for providers

    This information sheet explains the FMA’s expectations for financial services firms to prioritise a review of customer vulnerability practices in light of the COVID-19 crisis, focusing on areas we consider immediate priorities.
    Tags
    COVID-19, News & Insights
    Type
    Page

  5. 1 October 2020

    Updated Timetable of Regulatory Initiatives

    In April 2020, the Council of Financial Regulators published a table of deferred regulatory initiatives due to COVID-19. This has now been updated to guide financial services businesses on future initiatives.
    Tags
    COVID-19, News & Insights
    Type
    Page, Financial reporting

  6. 19 July 2021

    www.rockfortcrypto.com

    There are false claims made on this website that they are connected with a New Zealand licensed derivatives issuer - Rockfort Markets Limited. Rockfort Markets Limited has confirmed that they are not associated with or operate this website.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  7. 6 December 2021

    FMA COVID-19 Vaccination Protocol

    To help us minimise the risk of COVID-19 being transmitted at work, we have introduced a protocol which requires anyone working in or visiting any FMA office (or attending any events we host on or off-site) to be fully vaccinated against COVID 19. This policy will come into effect on Monday 6 December.
    Tags
    COVID-19, News & Insights
    Type
    Page

  9. 1 December 2019

    Financial Markets Conduct (Disclosure of Relevant Interests by Directors & Senior Managers) Exemption Notice 2019

    The Financial Markets Conduct (Disclosure of Relevant Interests by Directors and Senior Managers) Exemption Notice 2019 continues the relief granted in the Financial Markets Conduct (Disclosure of Relevant Interests by Directors and Senior Managers) Exemption Notice 2014, which is revoked at the close of 30 November 2019.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  10. 19 December 2019

    Glenn Hamilton & Partners LLC

    We are concerned the operations of both entities indicates they are both associated in the operation of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 29 March 2011

    Commission Releases Risk Assessment for Sector

    The Securities Commission today released a risk assessment to help those it is responsible for supervising prepare to meet upcoming requirements of the Anti-Money Laundering and Countering the Financing of Terrorism Act 2009.
    Tags
    Media release, News & Insights
    Type
    Page

  14. 31 August 2022

    APEX WAIKATO LIMITED

    APEX WAIKATO LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 23 December 2015

    Ian Howard Russon

    Ian Howard Russon, FSP478366, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page