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Found 3016 results. Displaying page 194 of 202

  3. 21 August 2023

    Onyx Group Limited – Unregistered Business

    Onyx Group Limited offers wealth management and financial planning services, and share offers to New Zealand residents, but it is not registered on the Financial Services Provider Register (FSPR) or licensed as a Financial Advice Provider to do so.
    Tags
    Investor warning, Consumer
    Type
    Page

  4. 25 June 2020

    www.aintreefinance.com

    www.aintreefinance.com has hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 21 August 2020

    acentrustltd.com

    https://acentrustltd.com/ may be operating a scam
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  6. 8 September 2023

    The People’s Reserve – Unregistered, offering digital currency

    We recommend caution when dealing with The People’s Reserve and related associates the people's choice , or any individuals, or entities promoting The Peoples Reserve digital currency (TPR) and related financial services.
    Tags
    Investor warning, Consumer
    Type
    Page

  7. 5 November 2018

    Bank Conduct and Culture Consumer Survey

    The FMA and the RBNZ commissioned Buzz Channel to conduct an online survey among New Zealanders to understand their experience of the conduct and culture of the main bank they use for their personal banking.
    Tags
    Directors, Financial Advice Provider, Conduct, Roles, Banking, Business
    Type
    Page, Surveys, Research

  8. 28 July 2022

    Ethical Investment Journey Research

    This report contains the findings from a qualitative study interviewing a range of New Zealanders about their experience of and journey to buying an ethical* investment.
    Tags
    Ethical finance, Roles, Directors, Business, Managed investment schemes, Supervisor
    Type
    Page, Research

  9. 6 March 2017

    Point of retirement research

    The purpose of this research was to find out if financial advice helps New Zealanders manage their retirement savings.
    Tags
    Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Roles, Business, Managed investment schemes
    Type
    Page, Research

  10. 21 July 2022

    Research

    Research conducted by the FMA about financial service providers, products and consumers is published on this page.
    Tags
    News, News & Insights
    Type
    Page, Research

  11. 11 September 2023

    Campaigns

    The FMA works with a number of partners around the world to increase awareness of investing, KiwiSaver and Scams. This page displays our campaign activity.
    Tags
    Investing, Campaigns, Campaigns, Consumer, News & Insights
    Type
    Page

  12. 22 November 2019

    AML/CFT Supervisory framework

    This guidance note describes the functions and powers of the three AML/CFT supervisors. These functions and powers of the supervisors are exercised in accordance with a core set of guiding principles to help achieve consistency and integrity in our supervisory approach.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  13. 23 June 2021

    MIS liquidity risk management review

    Recommendations on liquidity stress testing frameworks, processes and procedures for managed investment schemes (MIS).
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  14. 17 November 2021

    Climate-related disclosures regime implementation approach

    This document explains the Climate-related Disclosures (CRD) legislation and outlines the Financial Markets Authority’s implementation approach for the CRD regime.
    Tags
    Directors, Roles, Ethical finance, Climate related disclosure, Authorised body under a FAP, Financial Institutions, Climate Reporting Entities, Business, FMA, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  15. 14 September 2015

    Research reports for IPOs under the Financial Markets Conduct Act 2013

    Research reports for IPOs information sheet discuss the availability of research reports about issuers on initial public offerings (IPOs). It is intended for issuers, research analysts and brokers.
    Tags
    Offer information, Offer disclosure for equity and debt offers, Roles, Offers of financial products, Business
    Type
    Page, Guidance