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  1. 23 April 2024

    Supervisors

    Supervisors are appointed to look after investors' interests for some types of financial products and the interests of residents of retirement villages. Supervisors covered by the Financial Markets Supervisors Act 2011 (the FMS Act) are those who supervise debt securities; Registered schemes, including KiwiSaver schemes, specified managed funds and superannuation schemes, and retirement villages.View more about licensing and registration and the obligations of Supervisors in New Zealand on this page.
    Tags
    Compliance, Obligations, Licensing & registration, Roles, Business, Managed investment schemes, Supervisor
    Type
    Page

  2. 21 July 2023

    Forestlands and director Rowan Charles Kearns

    Rowan Kearns, the founder and sole director of the Forestlands group of companies, was sentenced yesterday to four months’ community detention and 100 hours’ community work with a 9pm – 7am curfew.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  4. 18 June 2015

    Milford Asset Management Limited

    The FMA has reached an agreement with Milford to resolve the issues relating to Milford (but excluding the trader) arising from the investigation. Read more.
    Tags
    Market manipulation, Enforcement
    Type
    Page

  5. 27 July 2015

    Green Gardens Finance Trust Limited

    The Financial Markets Authority (FMA) has issued a Stop Order against Green Gardens Finance Trust Limited (GGFT) and warns the public to be wary of doing business or depositing money with this company.
    Tags
    Stop Order, Powers, Enforcement
    Type
    Page

  6. 10 May 2016

    Management bans and undertakings of non-participation

    Listed below are individuals who are precluded from engaging in certain activities in respect of the governance and/or management of companies as a consequence of action taken by the FMA.
    Tags
    Enforceable action, Enforceable undertaking, Powers, Enforcement
    Type
    Page

  8. 8 April 2024

    Crowdfunding service providers

    Crowdfunding is a type of financial market service covered by the FMC Act. Find out more about becoming a crowdfunding service provider including details in licensing, obligations, fair dealing provisions, financial reporting, exemptions, levies and waivers, along with important guidance and reports..
    Tags
    Compliance, Crowdfunding providers, Roles, Obligations, Licensing & registration, Business
    Type
    Page

  9. 1 May 2024

    No rest for the scammed: Recovery room fraudsters prey on past victims

    A recovery room scam is a form of ‘advance fee’ scam, where money is requested before funds can be returned. Targets of these scams are those who have already been a victim of a scam.
    Tags
    Real life scam stories, News, Consumer, News & Insights, Scams
    Type
    Page

  10. 24 April 2024

    Hz-cap.com - Imposter, unsolicited offer

    Hz-cap.com has been cold calling New Zealand residents, attempting to offer an investment in Starlink IPO. Unsolicited offers of financial products are prohibited in New Zealand.
    Tags
    Imposter website, Scams
    Type
    Page
    • Suspected scam

    1 May 2024

    Equity Budget – Suspected scam

    We recommend caution when dealing with Equity Budget. Equity Budget is making false claims about being an investment company and being a registered New Zealand company.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  12. 9 May 2024

    Financial Markets Conduct (Abacus Storage King) Exemption Notice 2024

    The Financial Markets Conduct (Abacus Storage King) Exemption Notice 2024 (Notice) exempts Abacus Storage Operations Limited (ASOL) and Abacus Storage Property Trust (the Trust) (together the issuers), and Abacus Storage Funds Management Limited (ASFML) (as responsible entity for the Trust under Australian law) from compliance with the disclosure requirements in Part 3 of the Financial Markets Conduct Act 2013 Act (Act)
    Tags
    Exemptions, Business
    Type
    Page

  14. 15 May 2024

    Money with Mary

    In our series “Money with Mary,” personal finance legend Mary Holm shares practical tips on a variety of money matters.
    Tags
    Article, Investing, Consumer, News & Insights
    Type
    Page

  15. 6 September 2023

    KiwiSaver

    KiwiSaver is a voluntary work-based savings scheme set up by the Government to encourage New Zealanders to prepare for retirement.This page helps you understand KiwiSaver so that you can make informed investment decisions.
    Tags
    KiwiSaver & Superannuation, Consumer
    Type
    Page