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  1. 2 July 2024

    Soul Capital Limited

    Soul Capital Limited is an AML/CFT reporting entity
    Tags
    Type
    Page

  3. 3 July 2024

    Vero

    FMA filed High Court proceedings against Vero Insurance New Zealand Limited for failing to apply multi-policy discounts, which led to affected customers being overcharged approximately $8.7 million in premiums. View the case timeline on this page.
    Tags
    Court – civil, Powers, Enforcement
    Type
    Page

  4. 25 June 2024

    NZX Review Report

    NZX Review report outlines our annual review of how well NZX is meeting its statutory obligations. View the 2024 report along with previous reports on this page.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    Page, Report

  5. 28 June 2023

    Reports and papers

    The FMA publishes a range of different research papers, reports and thematic reviews every year covering a range of topics from regulation updates to research or white papers that are relevant to market participants. View a full list of our published reports and papers on this page.
    Tags
    Reports and Papers, News & Insights
    Type
    Page

  6. 20 June 2024

    Advisory: FMA publishes Auditor Regulation and Oversight Plan

    The Auditor Regulation and Oversight Plan 2024-2027 plan is similar to last year’s. As the FMA has moved to annual monitoring of audit firms, rather than periodic reviews previously, our approach is continuously updated where appropriate.
    Tags
    Media release, Auditors, Directors, Reports and Papers, Roles, Business, Accredited bodies, News & Insights
    Type
    Page, Information Sheet

  8. 2 May 2011

    EquiAsia Group Limited

    EquiAsia Group Limited is a suspected scam
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 30 September 2016

    Plus500AU Pty Ltd

    Plus500AU Pty Ltd, FSP486026, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  12. 11 March 2013

    Profitable Sunrise (Prosun)

    Illegally offers securities to the public in New Zealand in breach of NZ securities law.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 9 July 2020

    Crowdsphere Limited

    Crowdsphere Limited (FSP360186)
    Tags
    Peer-to-peer lending service providers, Licensed entity, Roles, Business
    Type
    Page

  14. 19 August 2020

    Ivory Option

    We are concerned that Ivory Option has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 12 March 2021

    www.cjcmarketsglobal.biz

    The FMA considers that www.cjcmarketsglobal.biz/ has the characteristics of a scam.
    We recommend that you do not send money to, or trade with www.cjcmarketsglobal.biz/
    or any other entities who might approach you and offer assistance in relation to this matter.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page