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Found 6016 results. Displaying page 37 of 402

  1. 31 August 2022

    WISEPLANNING LTD

    WISEPLANNING LTD is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 12 March 2018

    Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018

    Financial Markets Conduct (Arria NLG Limited Scheme) Exemption Notice 2018 exempts Arria NLG Limited (Arria), a company registered in New Zealand, from Part 3 of the Financial Markets Conduct Act 2013 (Act) in relation to a UK scheme of arrangement. Read more.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  4. 30 September 2015

    MILESTONE FINANCIAL SERVICES (SOUTHERN) LIMITED

    Milestone Financial Planning (Canterbury) 2016, FSP35702, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  5. 30 November 2016

    Britannia Financial Services Limited

    Britannia Financial Services Limited, FSP10221, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  6. 31 August 2022

    KINGSHIELD INVESTMENTS LIMITED

    KINGSHIELD INVESTMENTS LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 5 April 2018

    Markets Trading Ltd

    The Financial Conduct Authority (FCA), in the UK, issued a warning that Markets Trading Ltd is not authorised by the FCA and they believe it is carrying on regulated activities which require authorisation.
    Tags
    International regulator alerts, Scams
    Type
    Page

  8. 16 November 2017

    US International Investment Trade Authority

    The US International Investment Trade Authority is falsely claiming to be a financial services regulator and endorsing products and services from questionable sources.
    Tags
    Fake regulator, Scams
    Type
    Page

  9. 22 January 2019

    Ainvestments

    Ainvestments could be involved in a scam
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 19 September 2019

    27 Finance Limited

    27 Finance Limited, FSP683471, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 21 August 2020

    innovestltd.com

    We are concerned www.innovestltd.com may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  12. 31 August 2022

    CIC FINANCIAL LIMITED

    CIC FINANCIAL LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  14. 30 July 2020

    Flint Wealth Limited

    Flint Wealth Limited is an AML/CFT reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  15. 11 February 2021

    platinumpartnerslimited.com

    platinumpartnerslimited.com could be involved in a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page