Back

Search results

Found 6016 results. Displaying page 336 of 402

  1. 17 August 2018

    Kensley Asset Management

    Kensley Assessment Management is not registered on the Financial Service Providers Register to provide financial services in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 23 July 2018

    Taylor, Hodgson and Associates

    Taylor, Hodgson and Associates is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  4. 23 July 2018

    Roiteks (otherwise known as Green Oak Limited)

    Roiteks (otherwise known as Green Oak Limited) is not registered on the Financial Service Providers Register to provide financial services in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 2 October 2015

    The FMA publishes first annual report under the new regulatory regime

    The Financial Markets Authority (FMA) chief executive Rob Everett has told a trans-Tasman audience that it will be four to five years before New Zealand sees the full economic and business benefits of the new financial services regulatory regime.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  7. 30 September 2015

    SPG and SPGI director pleads guilty to FMA charges

    Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by FMA, relating to his involvement as director of Strategic Planning Group Limited (SPG) and SPG Investment Company No.1 Limited (SPGI).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 21 July 2022

    Corporate publications

    The FMA releases a number of Corporate Publications each year. Find the latest Annual Report, Annual Corporate Plan, Statement of Performance Expectations, FMA Outlook and Statement of Intent on this page.
    Tags
    FMA Outlook, FMA
    Type
    Page, Corporate publications, Annual report, Statement of intent, Annual corporate plan, Statement of Performance Expectations

  9. 31 July 2023

    FMA Outlook

    The FMA Outlook is a one-page summary providing our stakeholders with details of the FMA’s priority objectives and intended programme of work for the financial year.
    Tags
    FMA Outlook, FMA
    Type
    Page, Corporate publications

  10. 31 July 2023

    FMI Standards Guidance

    This guidance is intended to assist operators of Financial Market Infrastructures (FMIs), designated under the Financial Market Infrastructures Act 2021 (the Act), meet the requirements set out in the FMI Standards issued under section 31 of the Act
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  11. 31 July 2023

    FMI Standards

    FMI standards for designated Financial Market Infrastructures.
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  12. 31 July 2023

    Guidance note for overseas FMIs equivalence framework

    This guidance note sets out the ways the operator of an overseas FMI with a link to New Zealand can be designated under the Act, and our approach to applying standards to an operator of an overseas FMI.
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  13. 31 July 2023

    Standard 1 Legal Basis

    Standard 1 Legal basis for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  14. 31 July 2023

    Standard 10 Physical deliveries

    Standard 10 Physical deliveries for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  15. 31 July 2023

    Standard 11 Central securities depositories

    Standard 11 Central securities depositories for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF