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Found 6016 results. Displaying page 325 of 402

  1. 4 September 2020

    Rockfort Markets Limited

    Rockfort Markets Limited (formerly GPP Markets Limited) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  2. 26 May 2023

    Kakapo Fund Limited Partnership

    Kakapo Fund Limited Partnership, FSP1005322 is an AML reporting entity
    Tags
    Reporting entities, Business
    Type
    Page

  3. 26 May 2023

    Matū Ngota (GP) Limited

    Matū Ngota (GP) Limited, FSP1004865 is an AML reporting entity
    Tags
    Reporting entities, Business
    Type
    Page

  4. 26 May 2023

    PTWealthManagement – imposter websites

    We recommend exercising caution when dealing with PTWealthManagement.com and PTWealthManagementLTD.com.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  5. 26 May 2023

    Fake offer of Suncorp fixed term deposit

    WARNING: We are aware that a New Zealand resident is unable to recover the money paid for a fixed term deposit purporting to be offered by Suncorp New Zealand.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  6. 2 February 2023

    AON NEW ZEALAND

    AON NEW ZEALAND is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 17 December 2015

    Consultation paper: Forestry scheme issues and exemptions proposals

    Consultation paper: Forestry scheme issues and exemptions proposals. We are considering possible exemptions to address some issues faced by forestry schemes in complying with the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Consultations, Roles, Business, FMA, Managed investment schemes
    Type
    Page

  9. 2 February 2017

    Consultation paper: A guide to the FMA's view of conduct

    Consultation paper: A guide to the FMA's view of conduct. We are seeking feedback on our conduct guide. The guide details how we will examine whether financial service providers are demonstrating good conduct under the Financial Markets Conduct Act (FMC Act).
    Tags
    Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Cryptocurrencies, Directors, Derivative Issuer, Discretionary investment management scheme (DIMS), Financial Advice Provider, Financial Adviser, Conduct, Consultations, Roles, Business, Interposed persons under new financial advice regime, FMA, Peer-to-peer lending service providers, Supervisor
    Type
    Page

  10. 26 May 2023

    Library

    The FMA library contains all articles, corporate publications, case studies, events, guidance, opinion pieces, podcasts, reports and papers, research reports and speeches.
    Tags
    Type
    Page

  11. 31 May 2023

    Entity demands tax payment that does not exist

    We are aware that Ariseinvslimited.com requires its clients to pay a type of investment tax which does not exist in New Zealand.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  13. 19 October 2021

    Rob Everett speaks at the FSC Conference 2021

    Transcript of speech by Rob Everett, Chief Executive, Financial Markets Authority, at the FSC Conference 2021.
    Tags
    Speeches and presentations , Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Cryptocurrencies, Directors, Derivative Issuer, Discretionary investment management scheme (DIMS), Financial Advice Provider, Financial Adviser, Independent trustee, Conduct, Roles, Business, Interposed persons under new financial advice regime, Managed investment schemes, News & Insights, Peer-to-peer lending service providers, Nominated representatives
    Type
    Page

  15. 2 June 2023

    BuntyCorp – Imposter website

    We recommend exercising caution when dealing with BuntyCorp.com. BuntyCorp offers crypto investments with unrealistically high returns and is not registered to provide financial services here in New Zealand.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page