Back

Search results

Found 6016 results. Displaying page 324 of 402

  1. 26 April 2023

    CARBONCO LIMITED

    CARBONCO LIMITED (FSP1004663) is an AML/CFT reporting entity.
    Tags
    AML/CFT, Roles, Business
    Type
    Page

  2. 15 February 2023

    Regulatory Impact Statement FAP Regulatory Returns

    This document is for financial advice providers, financial advisers, and other interested parties. It discusses the regulatory reporting requirements as required by Standard Condition 3 for licensed financial advice providers.
    Tags
    Authorised body under a FAP, Financial Advice Provider, RIS, Roles, Business
    Type
    PDF

  3. 3 May 2023

    Michelle Barbara Forster (FSP37101)

    Michelle Barbara FORSTER (FSP37101) is a licenced independent trustee
    Tags
    Reporting entities, Independent trustee, Licence, Roles, Licensing & registration, Business
    Type
    Page

  4. 28 March 2023

    Prime Capital and associated websites

    Prime Capital purports to be based in New Zealand and offers unrealistically high returns on Crypto Currency investments.
    Tags
    Investor warning, Consumer
    Type
    Page

  5. 9 May 2023

    Sharesies levy waiver

    Pursuant to REgulation 14 of the Financial Markets Authority (Levies) Regulations 2012, the FMA grated a waiver of part of the FMA levy to the proposed Sharesies KiwiSaver Scheme.
    Tags
    Waivers, Roles, Business, Managed investment schemes
    Type
    PDF

  6. 9 May 2023

    Supervisors Licence Covenant Trustee Services Limited

    This is to certify that COVENANT TRUSTEE SERVICES LIMITED FSP30521, is licensed under section 16(1) of the Financial Markets Supervisors Act 2011 to act as a supervisor in respect of debt securities; a supervisor in respect of registered schemes excluding KiwiSaver schemes, Superannuation schemes and Workplace Savings schemes and a statutory supervisor in respect of retirement villages.

    Tags
    Licence, Roles, Licensing & registration, Business, Supervisor
    Type
    PDF

  8. 21 November 2017

    FMA releases KiwiSaver Tracker

    The FMA KiwiSaver Tracker uses the information KiwiSaver providers give investors through their quarterly fund updates and via the Companies Office’s Disclose Register.
    Tags
    KiwiSaver providers, KiwiSaver & Superannuation, Media release, Roles, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page

  9. 19 May 2023

    FMA Annual Letter of Expectations for 2024

    Annual letter of expectations from the Minister to the FMA for the priod 2023-2024.
    Tags
    Minister release, Annual letter of expectations from the Minister, FMA, News & Insights
    Type
    PDF

  11. 8 July 2011

    Share Buyers Limited (Share Buyers)

    We make the following order against Share Buyers and Share Buyers Associates.
    Tags
    Cases, Direction Order, Powers, Enforcement
    Type
    Page

  12. 17 March 2011

    Commission Warns About More Unsolicited Offers

    The Securities Commission is alerting investors to be wary of further unsolicited offers from NZ Investment Securities LP for Vector Limited shares and Carlyle Securities LP for Contact Energy shares.
    Tags
    Scams
    Type
    Page

  13. 1 May 2023

    Matū Group DBG

    Matū Group; Matū Karihi (GP) Limited; Matū Karihi LP; Matū Nominees Limited; Matū Group Limited are designated business groups (DBG)
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  14. 23 May 2023

    Nautilus Advisers Limited

    Nautilus Advisers Limited, FSP716152 is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 19 July 2021

    www.rockfortmarket.net

    The FMA is concerned that www.rockfortmarket.net could be involved in a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page