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Found 6015 results. Displaying page 23 of 401

  1. 8 June 2015

    $10m settlement on Dominion Finance secured by FMA and liquidators and receivers

    The FMA together with the liquidators of Dominion Finance Group (DFG) and the receivers of North South Finance (NSF), reached a settlement pursuant to which $10.235m will be paid to liquidators and receivers for distribution in the receivership. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 19 November 2015

    Financial Markets Conduct Regulations amended

    While the Financial Markets Conduct Regulations 2014 (FMC Regulations) covered the detail necessary for the Financial Markets Conduct Act 2013 (FMC Act) to come into force on 1 December 2014, the size and complexity of the reforms meant the Government needed to defer some non-urgent matters.
    Tags
    Regulation updates, FMC Act, Legislation, Business
    Type
    Page

  5. 16 November 2016

    Minister Collins to open Fraud Film Festival

    The inaugural International Fraud Film Festival will be opened by Hon Judith Collins, the Minister responsible for the Serious Fraud Office, on Friday, 18 November at Auckland’s Q Theatre. The festival concludes this year’s Fraud Awareness Week.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  9. 27 June 2017

    Forestlands – update for investors

    The FMA continues to seek to engage with the sole director of the Forestlands group and his legal representatives to ascertain what steps have been taken to put in place an appropriate process for determining and managing the distribution of the $18 million that is held on trust, accruing interest. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  10. 28 August 2017

    Prince & Partners admits failings as Viaduct Trustee, FMA recovers $4.5 million

    Prince and Partners Trustee Company has admitted a series of failings in its role as trustee of Viaduct, a finance company that went into receivership in 2010. The civil proceedings brought by the FMA against Prince have been settled for $4.5 million. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  11. 31 August 2022

    CLIFFE CONSULTING LIMITED

    CLIFFE CONSULTING LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 31 August 2022

    DEBENTURE NOMINEES LIMITED

    DEBENTURE NOMINEES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 16 April 2018

    Consultation paper: Including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition

    Consultation paper: Including an annual declaration of compliance in regulatory returns and updating the standard regulatory returns condition. Read more.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Managed investment schemes, Peer-to-peer lending service providers, Consultations, Roles, Business
    Type
    Page

  14. 14 July 2015

    Aspiring Asset Management Limited

    Aspiring Asset Management Limited, FSP3141, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  15. 17 October 2016

    Liberty Venture Holdings Inc.

    Warnings issued by the Australian Securities and Investment Commission in relation to Liberty Venture Holdings Inc.
    Tags
    Suspected scam, Scams
    Type
    Page