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  1. 15 October 2021

    Council of Financial Regulators (CoFR) - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Council of Financial Regulators (Reserve Bank of New Zealand; FMA; The Treasury; Ministry of Business, Innovation and Employment (MBIE) and Commerce Commission
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  4. 22 November 2021

    Tiger Brokers DBG

    Tiger Brokers DBG including: Tiger Brokers (NZ) Limited andTiger Fintech (NZ) Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  5. 15 August 2016

    Legislative notices supporting the FMC Act regime

    To support businesses implementing the Financial Markets Conduct Act 2013 (FMC Act), the FMA has been working, in consultation with the sector, on various legislative tools such as exemptions, frameworks, methodologies, public accountability notices, and designations (the FMA’s legislative tools).
    We have also been working with the Ministry of Business, Innovation, and Employment (MBIE) on the
    amendments to the Financial Markets Conduct Regulations 2014 (FMC Regulations). These tools and
    regulatory amendments are designed to help businesses and individuals comply with the requirements
    of the FMC Act regime.
    Tags
    Crowdfunding providers, Derivative Issuer, FMC Act, Roles, Legislation, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    PDF, Notice

  6. 27 June 2019

    Asia Region Funds Passport

    New Zealand, Australia, Japan, Korea and Thailand have agreed to establish and implement what is known as the Asia Region Funds Passport. Once implemented, the passport will allow a managed fund based in one jurisdiction to be offered more easily to investors in other participating jurisdictions.
    Tags
    Asia Region Funds Passport Register, Business
    Type
    Page

  7. 14 September 2021

    digitalbit.com

    We are concerned that this website is involved in a scam. There are false claims made on this website that they are associated with a company incorporated in New Zealand, Innovation Collective Limited
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  8. 26 January 2022

    First ‘investment passport’ under the ARFP granted to NZ fund manager

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has approved Smartshares Limited as a passport fund under the Asia Region Funds Passport (ARFP).
    Tags
    Asia Region Funds Passport Register, Roles, Media release, Business, Managed investment schemes, News & Insights
    Type
    Page

  9. 22 November 2022

    Consultation: Potential changes to the assurance requirement in the climate-related disclosures regime

    Consultation closed: The Ministry of Business, Innovation and Employment (MBIE) and the Ministry for the Environment (MfE) have opened consultation on potential changes to the assurance requirement in the climate-related disclosures regime.
    Tags
    Consultations, Climate related disclosure, Ethical finance, Authorised body under a FAP, Financial Institutions, Roles, Business, Managed investment schemes
    Type
    Page

  10. 29 November 2019

    Council of Financial Regulators sets work priorities for 2020

    The Council of Financial Regulators (CoFR) has announced its work priorities for the coming year.
    The work programme includes seven separate work streams, each led by one of the CoFR agencies, but involving all the members (alongside other government agencies as necessary) in a coordinated effort to tackle issues that reach across the financial system.
    Tags
    Media release, Governance, FMA, News & Insights
    Type
    Page

  11. 23 April 2024

    Managed investment scheme manager

    A Managed Investment Scheme (MIS) pools money from a number of investors who rely on the investment expertise of the MIS manager. These schemes can be structured in different ways and may invest in a wide range of investments. On this page you will find the licensing and registration and compliance obligations of a MIS manager. You will also find a list of KiwiSaver exempt employers.
    Tags
    Compliance, Obligations, Licensing & registration, Roles, Business, Managed investment schemes
    Type
    Page

  12. 13 December 2021

    Booster FS Group DBG

    Booster FS DBG including: Booster Custodial Administration Services Limited, Booster Investment Management Limited, Booster Investment Services Limited, Asset Custodian Nominees Limited , Booster Financial Services Limited, Fidelity Fund Management Limited, Booster Funds Management Limited, NZ Innovation GP Limited, and Booster Tahi GP Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  13. 9 August 2023

    KiwiSaver default funds

    The New Zealand Government has recently announced new providers of KiwiSaver default funds, to enhance the financial wellbeing of default KiwiSaver members in retirement. See more information from the Ministry of Business, Innovation and Employment (MBIE) on this page.
    Tags
    Consumer
    Type
    Page

  14. 11 April 2017

    Consultation on KiwiSaver fees methodology

    KiwiSaver members will be able to see the dollar cost of the fees they are paying in their annual statements next year. The Ministry of Business and Innovation and Employment (MBiE) is currently amending the Financial Markets Conduct Regulations so that individual members’ total fees must be disclosed in annual statements in dollar values, from March 2018.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  15. 5 March 2024

    Speech by Samantha Barrass at Financial Advice New Zealand Thrive Conference

    Samantha Barrass talks to Financial Advice New Zealand (FANZ) about the future of financial advice and the quest for better customer outcomes.
    Tags
    Speeches and presentations , Authorised body under a FAP, Financial Advice Provider, Financial Adviser, New Financial Advice regime, Roles, Business, News & Insights, Nominated representatives
    Type
    Page