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  1. 12 July 2013

    FMA strategic leadership team appointments

    The Financial Markets Authority (FMA) has announced the appointment of Sue Brown to the new position of Head of Strategy, Innovation and Engagement.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  2. 27 July 2015

    FMA issues first Stop Order against Green Gardens Finance Trust Ltd

    The Financial Markets Authority (FMA) has issued a Stop Order against Green Gardens Finance Trust Limited (GGFT) and warns the public to be wary of doing business or depositing money with this company. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 29 October 2018

    Consultation paper: Proposed exemption to enable dual-language product disclosure statements

    The FMA has granted an exemption to enable the provision of dual-language product disclosure statements provided in both te reo Māori and English. Read more here.
    Tags
    Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Offer disclosure for equity and debt offers, Managed investment schemes, Peer-to-peer lending service providers, Consultations, Roles, Business
    Type
    Page

  4. 10 August 2010

    Carrington Securities LP

    Unsolicited Offer for DNZ Property Fund Limited Shares
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 11 June 2021

    Temporary extension for certain reporting deadlines

    The FMA is providing temporary relief to eligible entities a one-month extension to file their audited financial statements and comply with certain related reporting deadlines. The relief is available for eligible entities with balance dates between 31 March 2021 and 31 December 2021. Some conditions apply.
    Tags
    COVID-19, News & Insights
    Type
    Page, Financial reporting

  7. 5 October 2017

    KiwiSaver continues to grow - FMA continues to push providers on customer engagement

    The FMA’s annual KiwiSaver report based on returns as at 31 March 2017 shows total assets were up $7 billion from $33.8 billion in 2016. Investment returns of $2.7 billion were more than double those of 2016, and are close to the previous record $3 billion, reported in 2015.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  8. 5 October 2020

    Investing Myth #8: 'Getting advice is too expensive'

    ‘Getting advice is too expensive’ is an investment myth that is debunked by Mary Holm for the FMA. She talks about the benefit of of getting advice at key points of your life and who to talk to when you need financial advice.
    Tags
    Financial advice, Investment basics, Get advice, Investing, Consumer
    Type
    Page

  9. 8 November 2016

    FMA issues updated guidance on KiwiSaver advice for consultation

    The FMA is consulting on revised guidance on advice for KiwiSaver sales. The intention of the revised guidance, published today for consultation, is to encourage advisers and financial firms to help New Zealanders make good decisions about KiwiSaver.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  10. 13 July 2017

    Former RFA sentenced at Auckland District Court

    A former registered financial adviser, Anthony Wilson, who forged clients’ initials and falsely amended insurance applications has been sentenced to 150 hours of community work, 6 months community detention and ordered to pay reparations of $16,461.24.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  13. 22 August 2022

    Investor alert: Capital Heritage / capitalheritagelimited.com

    WARNING: The FMA is concerned that Capital Heritage, who operate the website https://capitalheritagelimited.com/, is falsely claiming to be a New Zealand company and is involved in a scam
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  14. 18 August 2021

    crypto-boosts.com

    WARNING to investors: crypto-boosts.com falsely states it is associated with Crypto Boost Limited, an entity incorporated in New Zealand. We understand the website is using the New Zealand company’s details without permission.a
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  15. 28 April 2022

    Scam alert: Capital Maximus and My Trading College

    WARNING: Capital Maximus is offering financial services to New Zealand residents but is not registered as a Financial Service Provider as required by New Zealand financial markets legislation. FMA has received complaints.
    Tags
    Investing, Imposter website, Suspected scam, Consumer, Scams
    Type
    Page