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  2. 30 September 2019

    FMA launches managed funds guide for World Investor Week

    The FMA has published a new guide to managed funds following research suggesting more New Zealanders are considering alternative investments because of low interest rates.
    Tags
    Media release, Managed funds, Campaigns, Ways to invest, Investing, Consumer, News & Insights
    Type
    Page

  3. 13 December 2019

    FMA releases findings of managed investment scheme (MIS) custody review

    The Financial Markets Authority has published a summary report on a review of custody arrangements in managed investment schemes (MIS) in response to questions raised by the International Monetary Fund (IMF).
    Tags
    Compliance, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  4. 21 May 2019

    FMA research highlights gap between what investors expect and what auditors deliver

    An FMA research project with investors, directors, managers and auditors has identified reasonable levels of confidence in audit quality, but also a serious gap in the expectations of investors and what auditors are delivering. The FMA commissioned the research to better understand public and industry perceptions of audit quality in New Zealand.
    Tags
    Auditors, Media release, Roles, Directors, Business, Consumer, News & Insights
    Type
    Page

  5. 9 September 2019

    Opportunity for all Kiwis in Capital Markets 2029 report

    NZX and the Financial Markets Authority (FMA) today welcomed the release of the Capital Markets 2029 report, saying the 10-year vision and growth agenda would create more opportunities for Kiwis to grow personal wealth, help New Zealand businesses to prosper, and help future-proof the country’s economy.
    Tags
    Roles, Media release, Business, News & Insights, Market operator
    Type
    Page

  6. 16 May 2018

    Insurers spend $34 million on soft commissions

    FMA report details how nine life and health insurance companies spent $34 million on non-financial incentives like trips, business support and conferences for financial advisers over a two-year period.
    Tags
    Insurance, Media release, Consumer, News & Insights
    Type
    Page

  11. 6 October 2021

    Hearings

    The FMA will provide you with an opportunity for a hearing in person in certain circumstances if you are impacted by a decision of the FMA. If you have the right to a hearing, we will let you know. This page outlines our approach to conducting hearings and explains the process we follow if you are entitled to a hearing and request one.
    Tags
    Activity, Enforcement
    Type
    Page

  12. 15 February 2023

    FMA finalises regulatory return questionnaire for licensed Financial Advice Providers

    Following consultation on the proposed standard licence conditions for all classes of Financial Advice Providers (FAPs), the Financial Markets Authority (FMA) confirmed the information FAPs must provide in their regulatory returns.
    Tags
    Media release, Authorised body under a FAP, Financial Advice Provider, Roles, Business, News & Insights
    Type
    Page

  13. 29 June 2022

    FMA investor profile - Sarah Kelsey

    This month’s FMA Investor Profile features Sarah Kelsey, a 23-year-old Product Marketing Specialist and host of the podcast series The OneUp Project.
    Tags
    Article, News & Insights
    Type
    Page

  14. 18 August 2022

    FMA Investor Profile - Carla Fasher

    Investor Profile featuring Carla Fasher, a 29-year-old optometrist who got into investing as a student while working at a bank.
    Tags
    Investing, Article, Consumer, News & Insights
    Type
    Page

  15. 24 March 2021

    FMA investor profile - Lachlan Wallace

    The FMA profiles investor Lachlan Wallace from the AUT Investment Club.
    Tags
    Investor information, Article, Consumer, News & Insights
    Type
    Page