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  1. 5 October 2023

    Barry Kloogh (Financial Planning Limited and Impact Enterprises Limited)

    Mr Kloogh was offering brokering services to clients through the first defendant, Financial Planning Ltd, and the second defendant, Impact Enterprises Ltd, although neither they nor he was registered to offer broking services. The FMA referred the matter to the Serious Fraud Office.
    Tags
    Court – criminal, Licence cancellation, Powers, Enforcement
    Type
    Page

  2. 4 October 2018

    Managed funds

    When you invest in a managed fund, your money is pooled with other investors’ money and is spread across different kinds of investments. A manager chooses how the fund is invested according to the rules set out for each fund and each investor owns a proportion of the total fund. You can invest in a single fund or a mix of funds. Managed funds allow for investment diversity and can be a good investment option. Learn how managed funds work and the different types available.
    Tags
    Managed funds, Ways to invest, Investing, KiwiSaver & Superannuation, Consumer
    Type
    Page

  3. 4 October 2022

    FMA’s KiwiSaver 2022 annual report shows scheme’s resilience

    The KiwiSaver Annual Report 2022 shows member balances remained buoyant and fund switching returned to normal levels.
    Tags
    KiwiSaver providers, Supervisor, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  4. 19 November 2020

    Rise in scams impersonating NZ businesses during COVID-19

    From 1 April to 5 November 2020, the FMA issued 61 warnings about investment scams, of which 21 (or 34%) were impostor scams, where the names and details of legitimate businesses are unlawfully used by scammers to trick investors, such as fake websites or social media accounts. By comparison, in the same timeframe during 2019, the FMA issued 40 warnings and only four (10%) were impostor scams. Read the media release.
    Tags
    COVID-19, FMA stories, Media release, Consumer, News & Insights, Scams
    Type
    Page

  5. 13 July 2018

    CBL investigation update

    The FMA has completed a preliminary assessment of the information obtained as part of the CBL investigation to date and has concerns about potential breaches of the Financial Markets Conduct Act 2013 and the Companies Act 1993. Read more.
    Tags
    Media release, Cases, Business, News & Insights, Enforcement
    Type
    Page

  6. 6 March 2023

    FMA investor profile - Mikayla Pakinga-Lawson

    FMA profiles Mikayla Pakinga-Lawson (Ngati Whakaue me Te Whanau-a-Apanui). Mikayla recently joined the FMA team as an Adviser in the Investor Capability team.
    Tags
    Article, Investing, Consumer, News & Insights
    Type
    Page

  7. 19 July 2022

    Fraud case study: Close call in Starlink IPO share scam

    This fraud case study documents the story of someone we call Sarah (not her real name) to report an odd encounter she had with a company claiming to help her get shares in Starlink – the global satellite-based internet venture founded by Tesla and SpaceX’s Elon Musk.
    Tags
    Scams
    Type
    Page

  8. 15 August 2023

    Transparency statement on information gathering

    This transparency statement explains how the FMA collects, uses and shares information gathered about members of the public or other entities in accordance with the Information Gathering Model Standards issued by the State Services Commission (SSC) for information gathering.
    Tags
    Type
    Page

  9. 25 September 2023

    '5 mins with the FMA' podcast #8: KiwiSaver Annual Report - 2023

    In this 5 mins with the FMA episode, we look at the latest KiwiSaver Annual Report, with John Horner, Director of Markets, Investors and Reporting at the FMA.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Podcast

  10. 21 July 2023

    Forestlands and director Rowan Charles Kearns

    Rowan Kearns, the founder and sole director of the Forestlands group of companies, was sentenced yesterday to four months’ community detention and 100 hours’ community work with a 9pm – 7am curfew.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  11. 19 June 2024

    Jacco Moison - Understanding and using new climate-related disclosures

    What sort of information do you need about a company or a fund before you put money into it? Financial performance, forecasts, plans and strategies for the future?
    Tags
    Article, Climate related disclosure, Opinion, Roles, Ethical finance, Ways to invest, Investing, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page

  12. 5 July 2024

    Types of investments

    There are many ways to invest your money, though some investments are riskier than others. What’s right for you will depend on your investment goals and investing experience. Watch our video to learn more.
    Tags
    Investing, Ways to invest, Consumer
    Type
    Page

  14. 27 June 2019

    Asia Region Funds Passport

    New Zealand, Australia, Japan, Korea and Thailand have agreed to establish and implement what is known as the Asia Region Funds Passport. Once implemented, the passport will allow a managed fund based in one jurisdiction to be offered more easily to investors in other participating jurisdictions.
    Tags
    Asia Region Funds Passport Register, Business
    Type
    Page