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Found 1208 results. Displaying page 28 of 81

  1. 3 November 2021

    tcnewhorizon.com

    Warning: We are concerned that www.tcnewhorizon.com (the website) may be operating a scam, as we have received report that this website is seeking NZ investors and are using TC New Horizon ICAV (TCNH), an Ireland-based company’s details to look legitimate. The operators of the websites are not registered in New Zealand to provide financial services or financial products. We recommend exercising caution when dealing with the website.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  2. 12 August 2021

    FMA accuses CEO of market manipulation for anonymous posts on investor forum

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has filed civil High Court proceedings against Matthew Geoffrey Hill, the Chief Executive Officer of NZX-listed New Talisman Gold Mines Limited (NTL), for alleged information-based market manipulation and making false and misleading representations. The case relates to anonymous posts Mr Hill made about the company on the Sharetrader website’s online investor forum.
    Tags
    Cases, Directors, Roles, Offer information, Media release, Business, News & Insights, Enforcement
    Type
    Page

  3. 19 May 2015

    FMA removes offshore firms from the Financial Services Provider Register – warnings issued against companies who fail to respond

    The Financial Markets Authority (FMA) has confirmed that a number of offshore firms have recently been removed from the Financial Services Provider Register (FSPR). While the Registrar of Companies maintains the FSPR, the FMA has powers to direct the Registrar to remove companies from the FSPR where it is likely that a company is giving a false or misleading impression about the extent to which it is regulated in New Zealand.
    Tags
    Media release, Formal warning, Powers, News & Insights, Enforcement
    Type
    Page

  4. 23 February 2023

    NZGT DBG

    NZGT DBG including: 27 Finance Limited, Covenant Trustee Services Limited, Koios Finance Limited, The New Zealand Guardian Trust Company Limited, NZGT (FP) Trustee Limited, NZGT (IF) Trustee Limited, NZGT (GF) TRUSTEE LIMITED, NZGT (TASMAN) TRUSTEE LIMITED, NZGT (UDC) TRUSTEE LIMITED, NZGT FACILITY AGENT LIMITED.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  5. 28 May 2024

    Matthew Hill

    The FMA alleged that between February 2013 and July 2020, Mr Hill made dozens of posts on Sharetrader in a thread about New Talisman under two usernames, “bullish” and “Epithermal”. Mr Hill, who is also a director and shareholder of New Talisman, did not, at any point, disclose his involvement in the company, the FMA asserts in the claim. Mr Hill’s conduct was revealed in July 2020 when Sharetrader publicly identified him as the person behind the usernames.
    Tags
    Market manipulation, Cases, Enforcement
    Type
    Page

  6. 13 November 2018

    Crowdfunding

    Crowdfunding works by many people (the crowd) putting in small amounts of money to raise funds for a company or project.
    When you put money into an equity crowdfunding project, you're buying shares. Typically this will be in small or start-up businesses, meaning you become a part owner of the business. It's important to understand the risks of investing in crowdfunding. Read more here.
    Tags
    Crowdfunding, Consumer
    Type
    Page

  7. 16 October 2021

    Shares

    When you buy shares, you're buying a small part of a company. You can buy shares directly or own them through a managed fund which pools many investors’ money. Shares are riskier than other types of investments such as bonds and cash investments. Before diving into the share market, learn more about the ins and outs of trading and stock investment.
    Tags
    Shares, Ways to invest, Investing, Consumer
    Type
    Page

  8. 7 June 2024

    Financial Advice Provider (FAP)

    A financial advice provider (FAP) is an individual or entity (e.g. a company) that provides a "financial advice service". Find out more about licensing, registration, costs and ongoing obligations as well as how to comply with the new Code of Professional Conduct for financial advice services including competence, knowledge and skill requirements as well as requirements for ethical behaviour, conduct and client care.
    Tags
    New Financial Advice regime, Compliance, Financial Advice Provider, Obligations, Licensing & registration, Roles, Financial Services Legislation Amendment Act (FSLAA), Business
    Type
    Page

  9. 31 August 2022

    KIRSCHBERG INSURANCES LIMITED

    KIRSCHBERG INSURANCES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 26 July 2022

    FMA warns about suspected scam/imposter website wardfs.com

    WARNING: The website is falsely purporting to be associated with the registered New Zealand entity. We recommend caution when dealing with the website, www.wardfs.com, as the FMA is concerned this website may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  13. 4 April 2017

    Point of retirement research 2017

    In December 2016 FMA commissioned Colmar Brunton to carry out research among people who are nearing retirement age, or who have recently retired. This research is designed to help FMA learn more about the financial decisions that people make when they retire.
    Tags
    Reports and Papers, Investor capability, FMA, News & Insights
    Type
    PDF

  14. 1 June 2016

    Investor Confidence Research 2016

    This is the fourth year that FMA has carried out investor research measuring attitudes towards, and investment in New Zealand’s financial markets.
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    PDF, Research

  15. 1 June 2014

    Investor Confidence Research 2014

    The Investor confidence Research report 2014 measures attitudes towards and investment in New Zealand’s financial markets. The research was carried out online using Colmar Brunton’s omnibus.
    Tags
    Monitoring, Reports and Papers, Business, News & Insights
    Type
    PDF, Research