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Found 1208 results. Displaying page 15 of 81

  1. 11 July 2023

    Grampoint – Unregistered, withholding funds

    Grampoint is falsely claiming to be a New Zealand company, using details of another, legitimate company, which confirms no relationship with this website.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 5 June 2020

    How can the financial sector support vulnerable customers?

    Clare Bolingford, Director of Banking and Insurance at the Financial Markets Authority provides guidance for financial providers on how to support vulnerable customers.
    Tags
    COVID-19, FMA stories, Financial Advice Provider, Financial Adviser, Banking, Roles, Business, News & Insights
    Type
    Page

  4. 12 March 2024

    Lisa KASPERSKI

    Lisa KASPERSKI is an AML/CFT reporting entity.

    Tags
    Type
    Page

  5. 16 June 2021

    Financial advice lender exclusion updated 2021

    This information sheet explains the circumstances that may exclude a lender from some Financial Markets Conduct Act 2013 (FMC Act) obligations related to financial advice. The exclusion applies only in relation to consumer credit contracts and certain credit-related insurance contracts. Updated documented published 16/06/21
    Tags
    Financial Adviser, Roles, Business
    Type
    PDF, Information Sheet

  6. 14 June 2022

    Cigna and OnePath Life - Enforceable Undertaking

    OnePath Life (NZ) Limited and Cigna Life Insurance New Zealand Limited will jointly pay $180,000 to the FMA after admitting liability for breaching the fair dealing provisions of the Financial Markets Conduct Act 2013 (FMCA). 14 June 2022
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF

  8. 22 December 2021

    Medical Kiwi admits to making false and misleading statements

    Medicinal cannabis company, Medical Kiwi Limited has admitted to breaching the fair dealing provisions of the Financial Markets Conduct Act (FMCA). Read more in the media release from the FMA.
    Tags
    Crowdfunding providers, Roles, Enforceable action, Media release, Business, News & Insights, Enforcement
    Type
    Page

  10. 12 November 2018

    Know the scam warning signs: Bob’s story highlights the tactics scammers use

    Bob is a consultant who lives in Christchurch. He’s invested in shares for many years, owns his own home, and is in KiwiSaver. Recently, Bob lost $67,000 through a ‘boiler room’ share scam after an overseas company called him, offering him the chance to invest in a pharmaceutical firm.
    Tags
    Consumer, Scams
    Type
    Page

  11. 16 February 2022

    FMA investor profile - David Chadwick

    This month’s FMA Investor Profile features David Chadwick, a 33-year-old new dad and finance professional working remotely in Auckland for a global pharmaceuticals company.
    Tags
    Investing, Insights, Article, Consumer, News & Insights
    Type
    Page

  12. 16 September 2020

    Principle Forsakrings Holdings

    Principle Forsakrings is not registered on the FSPR and not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 17 December 2019

    Trendingraphs (Premium Systems)

    Trendingraphs (Premium Systems) is not a registered company or financial service provider in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 1 May 2011

    Weiss Rifkin & Partners

    Working in conjunction with Janco Lazard Transfer Company and EquiAsia
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 16 February 2022

    FMA warns about website venusfundslimited.com

    WARNING: Company registration details of a New Zealand company Venus Funds Limited are displayed on the website but the New Zealand company has confirmed that they are not associated with the website. The financial services listed on the website are different to the financial service provided by the New Zealand company.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page