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  2. 8 May 2023

    Supervisor Licence - the new zealand guardian trust company limited

    This licence certificate is to certify that The New Zealand Guardian Trust Company LImited, FSP33501 is licenced as a Supervisor in respect of debt securities and registered schemes in New Zealand.
    Tags
    Licence, Roles, Licensing & registration, Business, Supervisor
    Type
    PDF

  7. 8 August 2022

    When to contact us and who else may be able to help

    Whilst the FMA is always happy to help, In some situations, there are other Agencies and organisations who are best placed to help. This page has a list of links to other organisations that could be better placed to help based on your needs.
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    Type
    Page

  12. 7 April 2020

    FMA stops misleading ads for COVID-19 health insurance

    The Financial Markets Authority (FMA) is warning people about suspicious offers of insurance or investments relating to COVID-19. Read more in this media release.
    Tags
    COVID-19, News & Insights
    Type
    Page

  13. 8 June 2023

    FMA files proceedings against AA Insurance for alleged fair dealing breaches

    FMA has filed civil proceedings against AA Insurance Limited (AAI) for failing to apply multi policy and membership discounts, as well as guaranteed no claims bonuses to eligible customers’ premiums,
    Tags
    Media release, Fair dealing, Cases, Powers, Enforceable undertaking, Court – civil, Insurance Providers, Business, News & Insights, Enforcement
    Type
    Page

  14. 16 May 2018

    Conflicted remuneration (soft commissions) in the life and health insurance industry

    This review examines the soft commission structures in place for life and health insurance products and how advisers respond to these incentives. This work forms part of a range of regulatory activities examining conflicted conduct in the insurance sector.
    Tags
    Financial Advice Provider, Conduct, Roles, Business
    Type
    PDF, Report