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  1. 13 June 2013

    Charges laid today against David Ross

    Charges laid in the Wellington District Court against David Robert Gilmour Ross. The charges laid by the Serious Fraud Office (SFO) allege he operated a $400 million Ponzi scheme. They follow a joint agency investigation between SFO and the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  3. 31 July 2014

    FMA issues first equity crowd funding licences

    The Financial Markets Authority today issued its first equity crowd funding licences under the Financial Markets Conduct Act 2013.
    Tags
    Crowdfunding providers, Media release, Roles, Business, News & Insights
    Type
    Page

  4. 23 June 2016

    FMA reports on NZX’s regulatory framework

    The Financial Markets Authority has released its latest annual review of NZX and reports that it is meeting its statutory obligations as a market operator and frontline regulator of those markets.
    Tags
    Market operator, Media release, Roles, Business, News & Insights
    Type
    Page

  5. 21 June 2017

    FMA seeks feedback on robo-advice exemption

    The FMA is seeking feedback on its proposals to allow entities to provide personalised financial advice generated by a computer programme or algorithm (robo-advice). This would be a temporary measure before new legislation is passed by Parliament.
    Tags
    Media release, Digital advice providers, Business, News & Insights
    Type
    Page

  6. 3 December 2014

    FMA reaches settlement with ANZ over rural interest rate swaps

    The Financial Markets Authority said it has reached a settlement with ANZ Bank New Zealand Limited regarding the sale, promotion and marketing of rural interest rate swaps to rural customers. Read more.
    Tags
    Fair dealing, Media release, Business, Consumer, News & Insights
    Type
    Page

  7. 25 May 2015

    Pacific Edge Limited

    The Financial Markets Authority (FMA) has issued a warning to Pacific Edge Limited (Pacific Edge) in relation to alleged breaches of continuous disclosure obligations.
    Tags
    Scams
    Type
    Page

  9. 15 November 2013

    David Ross sentenced for New Zealand’s largest ever Ponzi

    David Robert Gilmour Ross (63) has been sentenced in the Wellington District Court to 10 years and 10 months of imprisonment following a joint agency investigation by the SFO and the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  10. 10 September 2012

    FMA welcomes High Court ruling on Perpetual

    High Court's judgment ruled that FMA can retain documents relating to its inquiries into Perpetual Trust Limited. Perpetual had previously brought a challenge against FMA's information-gathering notices, alleging they were unlawful. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 5 October 2020

    World Investor Week focus on beginners after steep rise in direct investment

    The Financial Markets Authority is using World Investor Week 2020 to remind thousands of Kiwi investors to do their homework and understand the risks of investing in financial markets after a steep rise in direct investment.
    Tags
    Shares, Ways to invest, Investing, Media release, Consumer, News & Insights
    Type
    Page

  13. 31 January 2023

    AML/CFT Reporting Entities

    Information about the AML/CFT reporting entities supervised by the FMA can be found here.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  14. 23 March 2021

    Investment warnings signs

    Tips to spot investment warning signs that signal it's time to get out of an investment.
    Tags
    Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  15. 4 October 2021

    DIY investors encouraged to ‘take a mo’ before giving in to FOMO

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko is urging DIY online investors to pause before succumbing to investment FOMO as part of World Investor Week (4-10 October).
    Tags
    Investing, Media release, Consumer, News & Insights
    Type
    Page