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  2. 17 June 2011

    FMA withdraws civil proceedings against Insured Group

    A notice of discontinuance of civil proceedings was filed in the High Court, and FMA and Insured Group have prepared an agreed statement, which accompanies this release. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 28 February 2017

    The FMA: What to expect from your financial provider

    The Financial Markets Authority (FMA) has today published a series of pointers for customers to use when they are dealing with financial services providers.
    Tags
    Crowdfunding providers, Derivatives, Roles, Ways to invest, Investing, Media release, Business, Consumer, News & Insights
    Type
    Page

  6. 27 January 2022

    FMA publishes 2021 annual report

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has today published its annual report for the year to June 2021.
    Tags
    Media release, News & Insights
    Type
    Page, Annual report, Corporate publications

  7. 13 December 2019

    FMA releases findings of managed investment scheme (MIS) custody review

    The Financial Markets Authority has published a summary report on a review of custody arrangements in managed investment schemes (MIS) in response to questions raised by the International Monetary Fund (IMF).
    Tags
    Compliance, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  8. 15 March 2021

    Guide to Product Disclosure Statements

    FMA guide to product disclosure statements for investors.
    Tags
    Bonds, Derivatives, Managed funds, Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  10. 12 July 2023

    FMA releases standard condition for consultation to improve operational and cyber resilience

    FMA has released a consultation document on its proposal to introduce a new standard condition for certain financial market licence holders.
    Tags
    Media release, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Roles, Business, Managed investment schemes, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  11. 20 June 2023

    Services

    This section of the FMA website provides licensing, supervision and guidance information for all market participants who are licenced and monitored by the FMA.
    Tags
    Roles, Business
    Type
    Page

  12. 14 December 2023

    Reports

    The FMA publishes a range of different research papers, reports and thematic reviews every year covering a range of topics from regulation updates to research or white papers that are relevant to market participants. View a full list of our published reports and papers on this page.
    Tags
    Reports and Papers, News & Insights
    Type
    Page

  13. 31 July 2015

    FMA files civil proceedings against portfolio manager for alleged market manipulation

    The Financial Markets Authority (FMA) has issued civil proceedings in the High Court seeking pecuniary penalties against Mr Mark Warminger for trading carried out while employed by Milford Asset Management Limited (Milford). The trading occurred between December 2013 and August 2014.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  14. 22 July 2011

    FMA makes three appointments to strategic leadership team

    The Financial Markets Authority has strengthened its strategic leadership team with three appointments to key positions in support of Chief Executive Sean Hughes.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  15. 6 March 2014

    Contributory mortgage broker pleads guilty

    Prudential Mortgage Limited, a contributory mortgage broking firm, has been convicted and fined $2,000 for failing to deliver its annual report to the Registrar of Companies by 30 June 2013. Prudential pleaded guilty to the charge laid by the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page, Financial reporting