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  1. 23 July 2020

    Bitcoin Era

    WARNING: Bitcoin Era and its associated websites - bitcoineras.com, en.profitmaximizer-app.com and bitcoinerapro.com may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 7 May 2021

    Walton Chase

    The FMA has issued a warning concerning Walton Chase who may be operating a scam and is not registered to provide financial services in New Zealand.
    Tags
    Suspected scam, International regulator alerts, Scams
    Type
    Page

  3. 3 July 2014

    Review of non-filing of financial statements

    The non-filing of financial statements by some financial markets participants is a persistent problem and has prompted FMA to undertake a review of issuers’ compliance with their financial reporting obligations.
    Tags
    Directors, Roles, Reports and Papers, Business
    Type
    Page, Financial reporting, Report

  4. 23 July 2018

    Taylor, Hodgson and Associates

    Taylor, Hodgson and Associates is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  5. 14 September 2015

    Research reports for IPOs under the Financial Markets Conduct Act 2013

    Research reports for IPOs information sheet discuss the availability of research reports about issuers on initial public offerings (IPOs). It is intended for issuers, research analysts and brokers.
    Tags
    Offer information, Offer disclosure for equity and debt offers, Roles, Offers of financial products, Business
    Type
    Page, Guidance

  6. 18 May 2018

    Anahera and Partners

    Anahera and Partners is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  8. 16 August 2013

    Dominion Finance directors sentenced

    Vance Eric Arkinstall, Richard Gilbert Bettle, and Paul Winston Forsyth were sentenced to home detention, community work and ordered to pay reparations. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  10. 8 July 2011

    Share Buyers Limited (Share Buyers)

    We make the following order against Share Buyers and Share Buyers Associates.
    Tags
    Cases, Direction Order, Powers, Enforcement
    Type
    Page

  11. 5 March 2013

    Nathans Finance NZ Ltd

    The Commission alleged that statements concerning Nathans' lending to related parties, the quality of its loan book, its loan management practices and its management of liquidity were untrue. It is also alleged that the directors made untrue statements in a prospectus extension certificate in March 2007. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  12. 8 July 2011

    Share Buyers Limited (Share Buyers)

    We make the following order against Share Buyers and Share Buyers Associates.
    Tags
    Cases, Direction Order, Powers, Enforcement
    Type
    Page

  14. 12 March 2014

    Bridgecorp and Bridgecorp Investments (BIL)

    FMA alleged that the directors( Rodney Petricevic, Robert Roest, Bruce Davidson, Gary Urwin and Peter Steigrad) made untrue statements in the investment statements and registered prospectuses, prospectus extension certificates of Bridgecorp and BIL. They also made other false or misleading statements in Bridgecorp and BIL documents. Read more.
    Tags
    Enforcement
    Type
    Page

  15. 28 October 2010

    Adviser Regulation Ready To 'Go-Live' On 1 December

    The Commissioner for Financial Advisers has taken the last formal step required for the introduction of the new financial advisers regulatory regime, with publication in the Gazette that 1st December 2010 will be the date on which the Code of Professional Conduct for Authorised Financial Advisers (AFAs) comes into effect.
    Tags
    Media release, News & Insights
    Type
    Page