Back

Search results

Found 1031 results. Displaying page 46 of 69

  2. 1 July 2010

    Review of Corporate Governance Disclosure by Selected Issuers

    The purpose of this report is to inform governing bodies, investors and other stakeholders of our findings so that they can reflect critically on the governance practices and disclosures of issuers.
    Tags
    Governance, Directors, Offer disclosure for equity and debt offers, Roles, Reports and Papers, Business, FMA, News & Insights
    Type
    Page

  3. 9 May 2024

    Financial Markets Conduct (Abacus Storage King) Exemption Notice 2024

    The Financial Markets Conduct (Abacus Storage King) Exemption Notice 2024 (Notice) exempts Abacus Storage Operations Limited (ASOL) and Abacus Storage Property Trust (the Trust) (together the issuers), and Abacus Storage Funds Management Limited (ASFML) (as responsible entity for the Trust under Australian law) from compliance with the disclosure requirements in Part 3 of the Financial Markets Conduct Act 2013 Act (Act)
    Tags
    Exemptions, Business
    Type
    Page

  5. 19 May 2011

    Statement on Whimp Decision

    The Court has confirmed that the 'deferred payment' offers made by Mr Bernard Whimp and associated entities were misleading. FMA accepts the Court's decision. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 12 April 2012

    FMA calls for submissions on exemption reviews

    The Financial Markets Authority is seeking submissions from market participants, investors, representatives and advisers on review of 44 class exemption notices due to expire later this year.
    Tags
    Media release, News & Insights
    Type
    Page

  10. 13 September 2021

    CLSAP (formerly KVB Kunlun) ordered to pay $770,000 for anti-money laundering breaches

    CLSA Premium New Zealand Limited (CLSAP NZ) has been ordered to pay a total pecuniary penalty of $770,000 for breaches of the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act, following proceedings brought by the Financial Markets Authority – Te Mana Tātai Hokohoko (FMA).
    Tags
    AML/CFT, Roles, Media release, Judgment, Business, News & Insights, Enforcement
    Type
    Page

  11. 4 March 2020

    Foreign exchange trading

    Forex trading is the buying and selling of foreign currencies. People trade in forex either to try to make a quick profit by betting on the changing value of a currency or to provide certainty about the cost of future foreign currency payments (called ‘hedging’).The risk of online foreign exchange trading is high. We regularly receive complaints and enquiries from consumers who have lost money in online forex trading. Find out more about the risks and returns here.
    Tags
    Foreign exchange, Ways to invest, Investing, Consumer
    Type
    Page

  12. 31 May 2023

    Entity demands tax payment that does not exist

    We are aware that Ariseinvslimited.com requires its clients to pay a type of investment tax which does not exist in New Zealand.
    Tags
    Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  14. 27 July 2015

    FMA issues first Stop Order against Green Gardens Finance Trust Ltd

    The Financial Markets Authority (FMA) has issued a Stop Order against Green Gardens Finance Trust Limited (GGFT) and warns the public to be wary of doing business or depositing money with this company. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page