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Found 1032 results. Displaying page 5 of 69

  1. 4 February 2020

    North American Securities Transfer

    North American Securities Transfer could be involved in a scam. US Securities and Exchange Commission has listed a public alert about this entity on their website as falsely claiming to be registered, licensed, and/or located in the United States in their solicitation of investors.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 1 October 2012

    Securities Act (Banks)

    Securities Act (Banks) expired exempton notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  4. 1 October 2002

    Securities Act (Bloodstock)

    Securities Act (Bloodstock) - expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  5. 1 May 2015

    Securities Act (NZX Limited)

    Securities Act (NZX Limited) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  6. 22 August 2018

    Securities Authority of New Zealand

    The “Securities Authority of New Zealand” is not a legitimate financial services regulator in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  9. 1 April 2013

    Securities Act (Takeovers)

    Securities Act (Takeovers) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  11. 2 September 2011

    Securities Act (PSIS Limited)

    Securities Act (PSIS Limited) - expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  12. 1 December 2014

    Australian Securities Exchange Limited

    The Australian Securities Exchange Limited is licensed as market operator. Their licensed market is ASX24.
    Tags
    Market operator, Roles, Licensed entity, Business
    Type
    Page

  14. 27 January 2010

    Marchmont Securities Trust

    Unsolicited offer for strategic finance debentures
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 31 August 2022

    MACQUARIE SECURITIES (NZ) LIMITED

    MACQUARIE SECURITIES (NZ) LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page