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Found 1032 results. Displaying page 4 of 69

1. 10 February 2023

   Investor alert: Tecmactrade Limited does not hold a Derivatives Issuer licence to provide CFD trading services.

   WARNING: Tecmactrade Limited does not hold a Derivatives Issuer licence to provide CFD trading services.

   Tags

   Investor warning, Consumer

   Type

   Page

2. 30 January 2024

   Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2 2024

   Financial Markets Conduct NZX Derivatives Market Rules Approval of Rule Change Notice 2/2024

   Tags

   Type

   PDF

3. 1 April 2013

   Securities Act (Rights, Options, and Convertible Securities)

   Securities Act (Rights, Options, and Convertible Securities) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 27 August 2004

   Securities Act (Crown Wholesale Debt Securities)

   Securities Act (Crown Wholesale Debt Securities) expired exemption notice 2016 Nov 30

   Tags

   Exemptions, Business

   Type

   Page

5. 28 August 2009

   Securities Act (Crown Wholesale Debt Securities)

   Securities Act (Crown Wholesale Debt Securities) expired exemption notice 2014 Aug 31

   Tags

   Exemptions, Business

   Type

   Page

6. 31 December 2011

   Securities Act (Transition to Securities Regulations 2009)

   Securities Act (Transition to Securities Regulations 2009) expired exemption notice on 2016-11-30.
   

   Tags

   Exemptions, Business

   Type

   Page

7. 1 July 2010

   Securities Act (Transition to Securities Regulations 2009)

   Securities Act (Transition to Securities Regulations 2009) expired exemption notice - 2016-11-30.

   Tags

   Exemptions, Business

   Type

   Page

8. 31 December 2011

   Securities Act (Transition to Securities Regulations 2009)

   Securities Act (Transition to Securities Regulations 2009) expired exemption notice - 2016 Nov 30.

   Tags

   Exemptions, Business

   Type

   Page

9. 4 May 2018

   Securities and Acquisition Conduct Commission

   The Securities and Acquisition Conduct Commission is not a legitimate financial services regulator in New Zealand.

   Tags

   Fake regulator, Scams

   Type

   Page

10. 13 November 2018

    Securities Act (EROAD Limited)

    Securities Act (EROAD Limited)

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 1 October 2013

    Securities Act (Sandspit Marina)

    Securities Act (Sandspit Marina) retired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 1 October 2012

    Securities Act (Audiovisual Advertisements)

    Securities Act (Audiovisual Advertisements) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 1 April 2013

    Securities Act (Renewals and Variations)

    Securities Act (Renewals and Variations) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 1 October 2012

    Securities Act (Brokers)

    Securities Act (Brokers) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 27 August 2010

    Securities Act (Endace Limited)

    Securities Act (Endace Limited) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page