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Found 1032 results. Displaying page 25 of 69

1. 12 March 2012

   Exemption notice - Securities Act Fonterra Co operative Group limited

   Securities Act Exemption Notice 2012: Fletcher Building Limited and Fletcher Building Industries Limited.

   Tags

   Exemptions, Business

   Type

   PDF

2. 19 December 2014

   Exemption Notice - Securities Act Heartland Bank Regulatory Capital

   Securities Act Exemption Notice 2014: Heartland Bank Regulatory Capital.

   Tags

   Exemptions, Business

   Type

   PDF

3. 2 July 2014

   Exemption Notice - Securities Act Vista Group International Limited

   Securities Act (Vista Group International Limited) Exemption Notice 2014

   Tags

   Exemptions, Business

   Type

   PDF

4. 22 April 2016

   Exemption Notice - Securities Act New Zealand Racing Board

   Securities Act Exemption Notice 2016: New Zealand Racing Board.

   Tags

   Exemptions, Business

   Type

   PDF

5. 17 September 1996

   Securities and Futures Commission in Hong Kong (SFC) - Bilateral MOU

   Bilateral MOU concerning consultation, cooperation and the exchange of information between the FMA (The Securities commission New Zealand) and the Securities and Futures Commission in Hong Kong (SFC)

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

6. 31 July 2017

   Offering securities in New Zealand and Australia under mutual recognition

   The Offering securities in New Zealand and Australia under mutual recognition guide explains what issuers have to do under the trans-Tasman mutual recognition scheme when making financial product offers in Australia and New Zealand.

   Tags

   Offer information, Managed Investment Schemes, Supervisors, Business

   Type

   Page, Guidance

7. 24 November 2020

   Financial Markets Conduct (Companies Being Wound Up – Debt Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Financial Markets Conduct (Companies Being Wound Up – Debt Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 14 July 2017

   Financial Markets Conduct (Superannuation Schemes and Workplace Savings Schemes Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Financial Markets Conduct (Superannuation Schemes and Workplace Savings Schemes Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 14 July 2017

   Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Financial Markets Conduct (Unit Trusts and Group Investment Funds Being Wound Up – Securities Allotted under Securities Act 1978) Exemption Notice 2017

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 10 December 2010

    Securities Act (Australia and New Zealand Banking Group Limited - Australian Bank Accounts)

    Securities Act (Australia and New Zealand Banking Group Limited - Australian Bank Accounts) - expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 21 December 2011

    FMA advises investors who receive unsolicited offers for their shares or other securities to seek advice

    FMA asked VonWin Capital Management L.P. and Stock & Share Trading Company Pty Ltd for an enforceable undertaking and to include a statement provided by FMA at the beginning of any unsolicited offer they send to investors to ensure they make an informed decision. Read more.

    Tags

    Media release, News & Insights

    Type

    Page

12. 30 May 2014

    Securities Act (Millennium & Copthorne Hotels New Zealand Limited and First Sponsor Group Limited)

    Securities Act (Millennium & Copthorne Hotels New Zealand Limited and First Sponsor Group Limited) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 25 August 2021

    The Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2021

    The Financial Markets Conduct (Employee Share Purchase Scheme Shares Allotted under Securities Act 1978) Exemption Notice 2021

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 1 December 2016

    Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016

    Financial Markets Conduct (Employee Share Purchase Scheme Shares Offered under Securities Act 1978) Exemption Notice 2016

    Tags

    Secondary legislation, Business

    Type

    Page

15. 26 April 2013

    Securities Markets Act (Fonterra Co-operative Group Limited Supply Offer)

    Securities Markets Act (Fonterra Co-operative Group Limited Supply Offer) - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page