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Found 1032 results. Displaying page 24 of 69

1. 16 June 2023

   Securities Act (American International Assurance Company (Bermuda) Limited)

   Securities Act (American International Assurance Company (Bermuda) Limited) 2010/130- expired exemption notice

   Tags

   Exemptions, Business

   Type

   Page

2. 16 June 2023

   Securities Act (American International Assurance Company (Bermuda) Limited)

   Securities Act (American International Assurance Company (Bermuda) Limited) - 2009/154 expired exemption notice

   Tags

   Exemptions, Business

   Type

   Page

3. 19 September 2013

   Securities Act (Meridian Energy Limited Crown share offer)

   Securities Act (Meridian Energy Limited Crown share offer) expired exemption notice

   Tags

   Exemptions, Business

   Type

   Page

4. 25 March 2020

   Tung Shun Securities Limited and AB Research Partners Inc.

   Tung Shun Securities Limited and AB Research Partners Inc could be involved with a scam.

   Tags

   Suspected scam, Scams

   Type

   Page

5. 7 September 2012

   Securities Act (Fonterra Co-operative Group Limited)

   Securities Act (Fonterra Co-operative Group Limited) expired exemption notice on 2013-12-31.

   Tags

   Exemptions, Business

   Type

   Page

6. 29 March 2012

   Securities Act (Fonterra Co-operative Group Limited)

   Securities Act (Fonterra Co-operative Group Limited) expired exemption notice - 2013-12-31

   Tags

   Exemptions, Business

   Type

   Page

7. 12 March 2012

   Securities Act (Fonterra Co-operative Group Limited)

   Securities Act (Fonterra Co-operative Group Limited) expired exemption notice on 2017-02-28
   

   Tags

   Exemptions, Business

   Type

   Page

8. 7 May 2014

   Securities Act (Fonterra Co-operative Group Limited)

   Securities Act (Fonterra Co-operative Group Limited) expired exemption notice on 2016-11-30

   Tags

   Exemptions, Business

   Type

   Page

9. 31 July 2017

   Offering securities in New Zealand and Australia under mutual recognition

   The Offering securities in New Zealand and Australia under mutual recognition guide explains what issuers have to do under the trans-Tasman mutual recognition scheme when making financial product offers in Australia and New Zealand.

   Tags

   Offer information, Business

   Type

   Page, Guidance

10. 30 April 2014

    Securities Trustees and Statutory Supervisors - Feedback from monitoring visits

    This monitoring report and the guidance issued by us in June 2013 on Monitoring by Securities Trustees and Statutory Supervisors have been designed to help licensees move towards best standards of compliance.
    

    Tags

    Reports and Papers, Independent trustee, Roles, Business, News & Insights, Supervisor

    Type

    PDF

11. 1 December 2016

    Exemption Notice - Financial Markets Conduct Rabo Capital Securities Limited

    Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016

    Tags

    Exemptions, Business

    Type

    PDF

12. 14 November 2014

    Exemption Notice - Securities Act Evolve Education Group Limited

    This notice is the Securities Act (Evolve Education Group Limited) Exemption Notice 2014

    Tags

    Exemptions, Business

    Type

    PDF

13. 22 December 2011

    Exemption notice - Securities Act Argosy Property Limited 2011

    Securities Act Exemption notice - Argosy Property Limited 2011

    Tags

    Type

    PDF, Exemption notice, Expired

14. 30 June 2014

    Exemption notice - Securities Act Kiwi Income Property Trust

    Securities Act Exemption Notice 2014:Kiwi Income Property Trust.

    Tags

    Exemptions, Business

    Type

    PDF

15. 11 September 2015

    Exemption Notice - Securities Act Lloyds Banking Group 2015

    Securities Act Exemption Notice 2015: Lloyds Banking Group.

    Tags

    Exemptions, Business

    Type

    PDF