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Found 1032 results. Displaying page 23 of 69

1. 10 December 2013

   Securities Act (Trade Me Limited Pre-paid Accounts)

   Securities Act (Trade Me Limited Pre-paid Accounts) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 4 April 2013

   Securities Act (Mighty River Power Limited Crown share offer)

   Securities Act (Mighty River Power Limited Crown share offer) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 25 September 2009

   Securities Act (New Zealand Greyhound Racing Association Incorporated)

   Securities Act (New Zealand Greyhound Racing Association Incorporated) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 4 September 2015

   Securities Act (Augusta Funds Management Limited – Sherbrooke Rd Partnership)

   Securities Act (Augusta Funds Management Limited – Sherbrooke Rd Partnership) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 8 November 2013

   Securities Act (OnePath Custodians Pty Limited)

   Securities Act (OnePath Custodians Pty Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 1 April 2012

   Securities Act (Aurecon Australia Group Limited and Aurecon 37 Limited)

   Securities Act (Aurecon Australia Group Limited and Aurecon 37 Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 7 March 2008

   Securities Act (Amendments to Exemption Notices Affecting Investment Adviser Information)

   Securities Act (Amendments to Exemption Notices Affecting Investment Adviser Information) - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 24 December 2010

   Futures Contracts (J.P. Morgan Securities Australia Limited)

   Futures Contracts (J.P. Morgan Securities Australia Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 1 December 2015

   Securities Act (Revocation of Certain Futures Contracts Exemptions) Notice 2015

   Securities Act (Revocation of Certain Futures Contracts Exemptions) Notice 2015 expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 5 September 2014

    Securities Act (Form and Content of Investment Statement for Equity Security Offers)

    Securities Act (Form and Content of Investment Statement for Equity Security Offers) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 21 December 2011

    Securities Act (Westpac Banking Corporation – Australian Bank Accounts)

    Securities Act (Westpac Banking Corporation – Australian Bank Accounts) - expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 24 February 2015

    Securities Act (Augusta Funds Management Limited – Southgate Proportionate Ownership Scheme)

    Securities Act (Augusta Funds Management Limited – Southgate Proportionate Ownership Scheme) - expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 24 September 2015

    Consultation paper: Charities raising funds through debt securities

    Consultation paper: Charities raising funds through debt securities. Read more here.
    

    Tags

    Type

    Page

14. 29 February 2012

    FMA warns of illegal offer by Makko Securities to advise on Facebook IPO

    The Financial Markets Authority is warning the public of an illegal offer by Makko Securities and its Senior Account Manager, Roy Lochen, to provide broking services in relation to the proposed Initial Public Offering of Facebook and other securities.

    Tags

    Media release, Formal warning, Powers, News & Insights, Enforcement

    Type

    Page

15. 4 April 2014

    Securities Trustees and Statutory Supervisors - Feedback from monitoring visits

    The findings in this report reflect common issues recorded during our on-site visits of licensees and summarises the overall assessment of monitoring quality (section 1). It also provides key messages for licensees (section 2) and outlines the future focus of monitoring reviews (section 3).

    Tags

    Monitoring, Independent trustee, Roles, Reports and Papers, Business, Supervisor

    Type

    Page, Report