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Found 1032 results. Displaying page 21 of 69

1. 25 February 2011

   Securities Act (Employee Share Purchase Schemes - Listed Companies)

   Securities Act (Employee Share Purchase Schemes - Listed Companies) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 1 December 2016

   Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016

   Financial Markets Conduct (Rabo Capital Securities Limited) Exemption Notice 2016

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 9 March 2012

   Securities Act (Fundzi Limited Pre-paid Debit Cards)

   Securities Act (Fundzi Limited Pre-paid Debit Cards) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 31 August 2022

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers)

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 22 April 2016

   Securities Act (New Zealand Racing Board) Exemption Notice 2016

   Securities Act (New Zealand Racing Board) Exemption Notice 2016 -expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 31 August 2022

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers))

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers)) exempton notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 20 December 2011

   Securities Act (Directors’ Certificates—Collective Investment Schemes)

   Securities Act (Directors’ Certificates—Collective Investment Schemes) - expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 23 October 2015

   Securities Act (Augusta Funds Management Limited – Shands Road Limited Partnership)

   Securities Act (Augusta Funds Management Limited – Shands Road Limited Partnership) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 31 August 2022

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers))

   Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers)) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 11 September 2015

    Securities Act (Lloyds Banking Group) Exemption Notice 2015

    Securities Act (Lloyds Banking Group) Exemption Notice 2015 expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 22 June 2010

    Securities Commission Welcomes Commerce Commission Settlement with ANZ and ING

    The Securities Commission welcomes the settlement that relates to the Commerce Commission's investigation into alleged breaches of the Fair Trading Act 1986 by ANZN and ING and other entities in relation to the marketing, promotion and sale of the ING Diversified Yield Fund and ING Regular Income Fund. Read more.

    Tags

    Media release, News & Insights

    Type

    Page

12. 21 September 2007

    Securities Act (Extension of Term, Amendment, and Revocation of Certain Exemptions)

    Securities Act (Extension of Term, Amendment, and Revocation of Certain Exemptions) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 2 May 2014

    Securities Act (The Hongkong and Shanghai Banking Corporation Limited)

    Securities Act (The Hongkong and Shanghai Banking Corporation Limited) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 1 July 2013

    Securities Act (Contributory Mortgage - Solicitors and Incorporated Law Firms)

    Securities Act (Contributory Mortgage - Solicitors and Incorporated Law Firms) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

15. 30 April 2014

    Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers)

    Securities Markets Act (Disclosure of Relevant Interests by Directors and Officers) - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page