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Found 3786 results. Displaying page 56 of 253

1. 1 October 2012

   Securities Act (Advertisements Containing Financial Advice)

   Securities Act (Advertisements Containing Financial Advice) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 16 March 2015

   Financial Markets Conduct (South32 Limited)

   Financial Markets Conduct South32 Limited Exemption Notice 2015- expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 7 November 2019

   Financial Advisers Act (Broker Trust Accounts)

   Financial Advisers (Broker Trust Accounts) Exemption Revocation Notice 2011 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 7 May 2015

   Financial Markets Conduct (The Warehouse Group Limited)

   Financial Markets Conduct (The Warehouse Group Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 24 June 2011

   Financial Reporting Act (OceanaGold Corporation)

   Financial Reporting Act (OceanaGold Corporation) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 12 June 2015

   Financial Reporting Act (HSBC Overseas Banks)

   Financial Reporting Act (HSBC Overseas Banks) Exemption Notice 2015 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 30 July 2015

   Financial Markets Conduct (Direct FX Limited)

   Financial Markets Conduct (Direct FX Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 29 March 2013

   Financial Reporting Act 1993 (Overseas Issuers)

   Financial Reporting Act (Overseas Issuers) Exemption Notice 2013 - expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 31 August 2022

   Financial Reporting Act (Kiwi Capital Management Limited)

   Financial Reporting Act (Kiwi Capital Management Limited) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 28 July 2015

    Financial Advisers (Courtenay Nominees Limited Transaction Reporting)

    Financial Advisers (Courtenay Nominees Limited Transaction Reporting)

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

11. 27 March 2013

    Financial Reporting Act (Dual-Listed Issuers)

    Financial Reporting Act (Dual-Listed Issuers) Exemption Notice 2013 - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

12. 30 October 2015

    Financial Markets Conduct (Goodman Fielder Pty Limited)

    Financial Markets Conduct (Goodman Fielder Pty Limited) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

13. 8 October 2012

    Securities Markets Act (OM Financial Limited)

    Securities Markets Act (OM Financial Limited) expired exemption notice

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page

14. 31 August 2022

    NEW ZEALAND FINANCIAL PLANNING COMPANY LIMITED

    NEW ZEALAND FINANCIAL PLANNING COMPANY LIMITED is an AML reporting entity

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

15. 16 July 2015

    Financial Markets Conduct Act (Takeovers Panel)

    Financial Markets Conduct Act (Takeovers Panel) Exemption Notice 2015 - expired

    Tags

    Exemptions, Secondary legislation, Business

    Type

    Page