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Found 3786 results. Displaying page 53 of 253

  2. 10 February 2023

    JORDAN FINANCIAL PLANNING NZ LIMITED

    JORDAN FINANCIAL PLANNING NZ LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  4. 3 February 2023

    NIGEL TATE FINANCIAL PLANNING LIMITED

    NIGEL TATE FINANCIAL PLANNING LIMITED (FSP706311) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 30 June 2014

    Going Concern disclosures in financial statements

    The purpose of this report is to inform market participants of the findings of our review and highlight areas of concern.
    Tags
    Auditors, Directors, Roles, Reports and Papers, Business
    Type
    Page, Financial reporting, Report

  6. 1 November 2014

    Financial regulation and registration requirements for marinas

    Financial regulation and registration requirements for marinas information sheet provides information on how the Financial Markets Conduct Act 2013 (FMC Act) changes the way interests in marinas are regulated. Marinas will generally not be regulated under the FMC Act and will no longer need to register on the Financial Service Providers Register.
    Tags
    Regulation updates, Business
    Type
    Page, Guidance

  7. 31 July 2007

    BT Financial Group (NZ) Limited

    BT Financial Group (NZ) Limited is a KiwiSaver exempt employer
    Tags
    KiwiSaver Exempt Employer, Business
    Type
    Page

  8. 1 November 2013

    Future of Financial Markets Report 2013

    In this paper, the FMA sets out the changes to be implemented will be when the Financial Markets Conduct (FMC) Act comes into force.
    Tags
    Reports and Papers, FMC Act, Legislation, Business, News & Insights
    Type
    PDF, Paper

  9. 27 June 2018

    Improving financial statements monitoring report

    This monitoring report summarises the findings from our thematic review to determine the extent of improvements in the presentation of financial statements in a clear, concise and effective way, and sets out some suggestions for additional improvement.
    Tags
    Reports and Papers, News & Insights
    Type
    PDF

  10. 28 September 2018

    Consumer views of financial providers' conduct

    The aim of the research is to help the FMA understand consumer experience of the conduct of (and communications) from financial service providers.
    Tags
    Authorised body under a FAP, Directors, Offer disclosure for equity and debt offers, Roles, Reports and Papers, Conduct, Financial Institutions, Business, Managed investment schemes, News & Insights
    Type
    Page, Research

  11. 29 May 2013

    Report on hybrid financial instrument disclosures

    We reviewed the accounting classification and disclosure of financial instruments classified as hybrid instruments listed on the NZX debt market, as at 1 December 2012. This report outlines our findings and recommendations.
    Tags
    Roles, Reports and Papers, Offer disclosure for equity and debt offers, Business, Market operator, News & Insights
    Type
    Page, Report

  12. 30 June 2014

    Going Concern disclosures in financial statements

    The purpose of this 2014 report is to inform market participants of the findings of our review and highlight areas of concern.
    Tags
    Reports and Papers, Auditors, Directors, Roles, Business, News & Insights
    Type
    PDF, Financial reporting

  13. 12 December 2013

    Financial Supervision Commission of Bulgaria - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Supervision Commission of Bulgaria.
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  14. 12 December 2013

    Estonian Financial Supervision Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Estonian Financial Supervision Authority (Estonia).
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  15. 12 December 2013

    Polish Financial Supervision Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Polish Financial Supervision Authority
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU