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Found 3787 results. Displaying page 50 of 253

1. 3 February 2023

   Reasonable grounds for financial advice about financial products - submissions report

   Summary of feedback themes, along with our response and individual submissions, from our consultation on the draft guidance on reasonable grounds for financial advice about financial products

   Tags

   Financial Advice Provider, Financial Adviser, Roles, Business, Nominated representatives

   Type

   PDF

2. 6 October 2021

   Exemption Notice - Financial Markets Conduct (Liberty Financial Group)

   Financial Markets Conduct (Liberty Financial Group) Exemption Notice 2021

   Tags

   Exemptions, Business

   Type

   PDF

3. 15 February 2024

   Financial Markets Conduct Financial Reporting Precinct Properties Group Notice 2024

   Financial Markets Conduct (Financial Reporting – Precinct Properties Group) Notice 2024

   Tags

   Exemptions, Business

   Type

   PDF

4. 5 February 2022

   Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021

   Financial Markets Conduct (Wholesale Investor Exclusion-$750,000 Minimum Investment in Kauri Bonds) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 27 February 2020

   Financial Markets Conduct (Vital Healthcare Property Trust Restructure – Disclosure) Exemption Notice 2020.

   On 25 February 2020, the FMA granted the Financial Markets Conduct (Vital Healthcare Property Trust Restructure – Disclosure) Exemption Notice 2020 (the Notice).

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 23 April 2015

   New findings provide first market snapshot of New Zealand’s financial advisers

   FMA has today published results from its first questionnaire of AFAs in New Zealand. The report provides insights into the shape and practices of this sector of the financial advice industry.

   Tags

   Financial Adviser, Media release, Roles, Business, Consumer, News & Insights

   Type

   Page

7. 28 April 2022

   Financial Markets Conduct (Berkshire Hathaway Specialty Insurance Company) Exemption Notice 2022

   Exemption Notice for Berkshire Hathaway Specialty Insurance Company, under the Financial Markets Conduct Act.

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

8. 8 December 2022

   www.ctrlex.com is not associated with financial service provider, CTRL Investments Limited

   WARNING: www.ctrlex.com is not registered as a financial service provider in New Zealand.

   Tags

   Imposter website, Scams

   Type

   Page

9. 5 March 2021

   FMA publicly warns financial adviser for KiwiSaver advice in wake of COVID-19

   The Financial Markets Authority (FMA) has issued a public warning to a financial adviser due to advice he gave clients in relation to their KiwiSaver and other investments following COVID-19 market volatility.

   Tags

   Cases, COVID-19, Financial advice, Media release, Consumer, News & Insights, Enforcement

   Type

   Page

10. 22 July 2020

    Kiwis confident financial markets will recover from COVID-19, plan to increase investments

    According to the results of our survey Kiwis are confident financial markets will recover from COVID-19, despite the majority of investors experiencing losses as a result of COVID-19,. Find out more

    Tags

    COVID-19, Financial advice, Shares, Ways to invest, Investing, Media release, Consumer, News & Insights

    Type

    Page

11. 23 November 2022

    Consultation paper: Proposed financial reporting exemptions for FMC reporting entities in liquidation, receivership or voluntary administration

    The FMA is seeking feedback on our proposed class relief from certain financial reporting obligations for insolvent FMC reporting entities.

    Tags

    Auditors, Roles, Consultations, Business

    Type

    Page, Open, Consultation

12. 9 February 2023

    Forestlands’ director, Rowan Kearns, pleads guilty to making false statements and charges related to financial reporting

    The Financial Markets Authority today confirmed that Rowan Kearns, the founder and sole director of the Forestlands group of companies, last week pled guilty to charges in criminal proceedings for disclosure and financial record keeping breaches.

    Tags

    Media release, Activity, News & Insights, Enforcement

    Type

    Page

13. 7 August 2023

    Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023

    The Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023 exempts Kuaotunu Camp Ground (2008) Limited (Kuaotunu) from Part 7 of the Financial Markets Conduct Act 2013 (Act).

    Tags

    Exemptions, Business

    Type

    Page, Exemption notice, Current, Financial Markets Conduct Act exemptions

14. 1 May 2016

    Financial Markets Conduct (Craigs Investment Partners Limited Contingency DIMS) Exemption Notice 2016

    Financial Markets Conduct (Craigs Investment Partners Limited Contingency DIMS) Exemption Notice 2016.

    Tags

    Exemptions, Business

    Type

    Page

15. 23 August 2021

    The Financial Markets Conduct (Communal Facilities in Real Property Developments) Exemption Notice 2021

    The Financial Markets Conduct (Communal Facilities in Real Property Developments) Exemption Notice 2021

    Tags

    Exemptions, Business

    Type

    Page