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  1. 10 February 2023

    KAPITI FINANCIAL ADVICE LIMITED

    KAPITI FINANCIAL ADVICE LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  2. 10 February 2023

    LEAP FINANCIAL SOLUTIONS LIMITED

    LEAP FINANCIAL SOLUTIONS LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 10 February 2023

    LEWIS FINANCIAL SOLUTIONS LIMITED

    LEWIS FINANCIAL SOLUTIONS LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  4. 10 February 2023

    MAISEY FINANCIAL LIMITED

    MAISEY FINANCIAL LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 10 February 2023

    MANAGH FINANCIAL LIMITED

    MANAGH FINANCIAL LIMITED is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  6. 3 February 2023

    WESTCOTT FINANCIAL PLANNING LIMITED

    WESTCOTT FINANCIAL PLANNING LIMITED (FSP720671) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  7. 3 February 2023

    TC FINANCIAL PLANNING LIMITED

    TC FINANCIAL PLANNING LIMITED (FSP704451) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 20 February 2023

    CAVE FINANCIAL CONSULTING LIMITED

    CAVE FINANCIAL CONSULTING LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 11 September 2020

    Māori Glossary of Financial Terms

    Te Reo Māori Glossary of Financial Terms from the FMA.
    Tags
    Investing, Article, Consumer, News & Insights
    Type
    Page

  10. 27 June 2018

    Improving financial statements

    Improving financial statements monitoring report summarises the findings from our thematic review to determine the extent of improvements in the presentation of financial statements in a clear, concise and effective way, and sets out some suggestions for additional improvement.
    Tags
    Directors, Roles, Auditors, Business
    Type
    Page, Financial reporting, Guidance

  11. 27 June 2018

    Improving financial statements

    This monitoring report summarises the findings from our thematic review to determine the extent of improvements in the presentation of financial statements in a clear, concise and effective way, and sets out some suggestions for additional improvement.
    Tags
    Directors, Roles, Reports and Papers, Business, News & Insights
    Type
    Page, Financial reporting, Report

  12. 11 July 2022

    Approach to oversight of financial statements

    In this document we provide a summary of our main work in monitoring compliance with financial reporting obligations by FMC reporting entities and registered schemes (regulated entities) from 2022-2025.
    Tags
    Auditors, Directors, Roles, Business
    Type
    PDF, Financial reporting

  13. 1 May 2019

    Financial reporting reviews 2019

    This statement outlines our approach to financial reporting reviews, and highlights selected areas of interest for 2019/20 reviews.
    Tags
    Reports and Papers, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Roles, Business, News & Insights, Peer-to-peer lending service providers
    Type
    PDF, Financial reporting

  14. 30 November 2022

    Standard conditions Financial Institutions

    If we grant you a financial institution licence, the licence will be subject to the conditions set out in this document.
    Tags
    Banking, Standard conditions, Insurance Providers, Financial Institutions, Licensing & registration, Business
    Type
    PDF

  15. 14 March 2023

    Financial advice regime obligations

    If you provide regulated financial advice to clients you will need to fulfil a number of duties. These duties aim to ensure all New Zealanders have access to quality financial advice, and to help build public confidence in advisers – a good thing for everyone.
    Tags
    Compliance, Financial Adviser, New Financial Advice regime, Client money or property services provider, Obligations, Roles, Financial Services Legislation Amendment Act (FSLAA), Financial Advice Provider, Business
    Type
    PDF, Information Sheet