Back

Search results

Found 3786 results. Displaying page 252 of 253

  1. 31 October 2023

    Climate-related Disclosures – Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  3. 9 March 2021

    Asset Partners

    The FMA recommends exercising caution before dealing with Asset Partners. We are concerned that Asset Partners may be operating a scam via the website.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  4. 8 December 2023

    Accredited Body Report - CPA Australia

    CPA Australia Accredited Body Report contains the findings of our monitoring assessment of CPA Australia. Read more.
    Tags
    Auditors, Roles, Reports and Papers, Business, Accredited bodies, News & Insights
    Type
    Page, Report

  6. 14 December 2023

    SGX-DT review report

    Findings from the FMA’s reviews of how well Singapore Exchange Derivatives Trading Limited (SGX-DT) is meeting its market operator obligations under the FMC Act 2013.
    Tags
    Reports and Papers, Roles, Derivative Issuer, Business, News & Insights, Market operator
    Type
    Page

  7. 9 February 2024

    IPO Alerts – IPO website harvesting investor details

    FMA believe IPO Alerts is a front, used to collect personal information from New Zealanders, which then enables overseas scammers to contact them with fictitious investments.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 27 March 2024

    BTCSWE – Imposter, recovery scam

    We are aware of a New Zealand resident who has been contacted by someone claiming to represent BTCSWE. The Individual claimed he could help recover money lost to a previous investment.
    Tags
    Imposter website, Suspected scam, Investor warning, Consumer, Scams
    Type
    Page

  10. 22 June 2010

    ANZN and ING

    As part of this settlement ING and ANZN have accepted that some of the representations made in marketing material and by ANZ advisors may have breached the Fair Trading Act and they have agreed to make payments totalling $45 million to affected investors. Read more.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  11. 3 October 1994

    Power New Zealand Limited

    The decision of the Securities Commission in respect of an appeal under Section 69 Securities Act 1978 by Power New Zealand Limited against a decision of the Registrar to refuse registration of the prospectus. Read more
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  12. 10 March 2023

    Du Val

    The FMA has warned Du Val Capital Partners Limited (DVCP), the general partner of the Du Val Mortgage Fund Limited Partnership (Du Val Mortgage Fund, MFLP, the Fund) and Du Val Group. See all enforcement activity relating to Du Val on this page
    Tags
    Misleading statement, Enforcement
    Type
    Page

  13. 25 September 2015

    OPI Finance Limited

    In our first action against market participants based overseas, we charged four Australian-based directors of OPI Pacific Finance Limited (in receivership and in liquidation) for suspected misconduct in relation to its collapse. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  14. 25 May 2015

    Pacific Edge Limited

    FMA issued warning on continuous disclosure obligations and secures $500,000 compensation payment from Pacific Edge Limited.
    Tags
    Settlement, Enforcement
    Type
    Page

  15. 1 February 2013

    NZ finance company collapses (2006–2012)

    The scale and circumstances of the Finance industry failure since 2006 gave rise to concerns of inappropriate behaviour and breaches of the Securities Act and a programme of investigations into the failures was initiated. Read more.
    Tags
    Enforcement
    Type
    Page