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Found 3786 results. Displaying page 249 of 253

  1. 2 December 2021

    Warning about toddenergyinvestment.com

    WARNING: toddenergyinvestments.com is falsely purporting to be associated with a registered New Zealand company – Todd Energy Limited, and may be operating a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  2. 25 March 2022

    FMA cautions investors about financeassistlimited.com

    WARNING: FMA recommends caution when dealing with.financeassistlimited.com as the FMA is concerned this website may be operating a scam.
    Tags
    Investing, Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  3. 4 August 2016

    Work to do on corporate governance disclosure, FMA finds

    The FMA has completed a review of corporate governance disclosures by 45 companies, listed and unlisted. Good corporate governance is one of the FMA’s strategic priorities because it is an important contributor to transparency and efficiency in capital markets. In 2014 the FMA published a Corporate Governance Handbook comprising nine corporate governance principles.
    Tags
    Directors, Governance, Reports and Papers, Roles, Media release, Business, FMA, News & Insights
    Type
    Page, Guidance

  5. 1 July 2022

    Investing Myth #1: ‘I am not an investor’

    If you’ve ever earned interest in a bank account, you are an investor. Mary Holm debunks the myth of 'I am not an investor' and talks about the four main types of returns on this page.
    Tags
    Investment basics, Investing, Consumer
    Type
    Page

  6. 17 July 2019

    www.fuerfx.com

    We are concerned that www.fuerfx.com may be operating a scam. The website www.fuerfx.com is not associated with nor authorised by the New Zealand registered company Fern Group NZ Limited.
    Tags
    Suspected scam, Scams
    Type
    Page

  7. 30 April 2010

    Corman Oil Limited

    Corman Oil Limited appealed to Securities Commission against a decision of Registrar of Companies to refuse registration of Corman Oil Limited prospectus dated 2 February 2010, in accordance with section 42 of the Securities Act 1978. Read more.
    Tags
    Misleading statement, Breach, Enforcement
    Type
    Page

  8. 1 February 2013

    NZ finance company collapses (2006–2012)

    The scale and circumstances of the Finance industry failure since 2006 gave rise to concerns of inappropriate behaviour and breaches of the Securities Act and a programme of investigations into the failures was initiated. Read more.
    Tags
    Type
    Page

  9. 23 June 2020

    CLSA Premium New Zealand Limited (CLSAP NZ)

    CLSA Premium New Zealand Limited (CLSAP NZ) was ordered to pay a total pecuniary penalty of $770,000 for breaches of the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act, following proceedings brought by the FMA.
    Tags
    Enforceable action, Court – civil, Licence conditions, Powers, Derivative Issuer, Roles, Business, Enforcement
    Type
    Page

  10. 18 December 2012

    Credit SaILS

    FMA and the Commerce Commission have inquired into alleged contraventions of New Zealand law by some of the Companies in relation to the marketing, promotion and sale of an investment product called Credit Saleable Index Linked Securities (Credit SalLS). Read more.
    Tags
    Enforcement
    Type
    Page

  11. 10 December 2018

    Atlantic Finance Partners

    Atlantic Finance Partners, and the website www.atlanticfinancepartners.com have the hallmarks of a scam
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 15 April 2020

    Whitley Trading Group

    Whitley Trading Group is not listed on the FSPR and is not an incorporated company in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  14. 28 June 2019

    Bitcoin Trader

    We are concerned that Bitcoin Trader could be operating a scan. We received a complaint from a New Zealand resident about a misleading advertisement that they saw on social networking platform, Facebook.
    Tags
    Type
    Page

  15. 12 March 2020

    Trade99

    Trade99 could be involved with a scam.
    Tags
    Suspected scam, Scams
    Type
    Page