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Found 3786 results. Displaying page 247 of 253

  1. 22 July 2015

    Lombard Finance & Investments

    The breaches relate to Lombard's failure to disclose information to the market, such as loan book quality and liquidity, regarding the performance of its finance company subsidiary Lombard Finance and Investments Limited (LFIL). Read more.
    Tags
    Enforcement
    Type
    Page

  2. 12 December 2017

    Hanover Finance, Hanover Capital & United Finance

    These proceedings were issued under sections 55B, 55C, 55G and related sections of the Securities Act 1978. FMA has applied for compensation, declarations of civil liability, civil pecuniary penalties against each of the five directors and promoters - Mark Hotchin, Gregory Muir, Sir Tipene O'Regan, Bruce Gordon, Eric Watson and Dennis Broit. Read more.
    Tags
    Court – civil, Powers, Enforcement
    Type
    Page

  3. 16 July 2010

    Finance & Investments Partners Enforceable Undertaking

    The Securities Commission has accepted enforceable undertakings from the partners of Finance & Investments, Mr Andrew Harding and Mr Murray Scholfield.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  4. 19 November 2020

    Private investment company impersonated by scammers

    GRC Investments Limited is a private investment company based in Christchurch that scammers have sought to exploit by impersonating them. The FMA issued a warning in September that an investment scam appeared to be operating under a similar name – G.R.C Trustee.
    Tags
    Consumer, Scams
    Type
    Page

  5. 26 January 2021

    Wendav Limited (Wendav)

    We are concerned Wendav Limited and https://www.wendavlimited.com/ may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  6. 31 August 2022

    Copyright

    You are welcome to use material from this website as long as its source is acknowledged. Authorisation to use any material on this site that is subject to copyright of a third party must be obtained from the copyright holder. For Silverstripe support, search keyword: xyyxyyxyy
    Tags
    Type
    Page

  7. 24 March 2011

    Whimp Partnerships Injuncted at Securities Commission's Request

    The High Court, on application from the Securities Commission, has granted interim injunctions to stop shares being transferred to limited partnerships associated with Mr Bernard Whimp. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  10. 15 September 2020

    Holding Investment

    We are concerned Holding Investment and its associated website may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  11. 5 October 2020

    Investing Myth #4: 'I'm not rich enough to invest'

    ‘I’m not rich enough to invest’ is an investing myth that is debunked by Mary Holm for the FMA. She talks to several ways that anyone can invest even if they invest small amounts.
    Tags
    Investing, Investment basics, Consumer
    Type
    Page

  12. 14 September 2020

    Promarkets

    Promarkets is not registered on the FSPR and not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 16 December 2021

    FMA raises red flags about Bitminerpool Limited

    Warning: We are aware that a New Zealand resident who has invested through Bitminerpool Limited is unable to withdraw the funds they invested from Bitminerpool Limited’s platform. A large amount of money is required in order to release the funds. We are concerned that Bitminerpool Limited is involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 29 March 2022

    FMA warns about a Decentralised Application: eth-coinbasemart.com

    FMA are concerned that eth-coinbasemart.com (the dapp), a Decentralised Application, is involved in a scam. We have received a complaint from a New Zealand resident whose funds have been unreasonably withheld by the dapp.
    Tags
    Investor information, Suspected scam, Consumer, Scams
    Type
    Page

  15. 26 January 2022

    Smartshares NZ Dividend Fund (FND2408)

    Smartshares NZ Dividend Fund have been granted a Asia Region Fund Passport (ARFP)
    Tags
    Asia Region Funds Passport Register, Licensed entity, Business
    Type
    Page