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Found 3787 results. Displaying page 240 of 253

  1. 30 September 2018

    ERoad - Hamish Sansom and Jeffrey Peter Honey

    The FMA alleges that an Eroad employee sent text messages to a former Eroad employee that contained confidential material information relating to Eroad’s performance in the period to 30 September 2015. That individual then traded 15,000 Eroad shares. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  2. 18 January 2018

    phuei-century.com

    There is no connection between the website www.phuei-century.com and Puhuei Century Limited nor are the activities of the website subject to regulation in New Zealand.
    Tags
    Investor warning, Consumer
    Type
    Page

  3. 11 August 2023

    Enprise Group Limited

    FMA issues a formal warning to Enprise Group Limited (Enprise), for failing to keep proper accounting records.
    Tags
    Powers, Enforceable undertaking, Formal warning, Enforcement
    Type
    Page

  6. 29 November 2017

    Key Audit Matters - A stock take of the first year in New Zealand

    This report provides a stock take of the New Zealand experience in the first year of adopting the revised auditor’s report, specifically focussing on the reporting of key audit matters (KAMs).
    Tags
    Auditors, Roles, Reports and Papers, Business, News & Insights
    Type
    Page, Report

  7. 11 June 2021

    coastalinvestmentltd.com

    We are concerned the operators of the website www.coastalinvestmentltd.com may be operating a scam. The website falsely states it is associated with Coastal Investments Limited, an entity incorporated in New Zealand.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  8. 27 August 2015

    FMA encourages people to get their KiwiSaver fighting fit during Money Week

    The FMA has launched its plans for Money Week 2015. This year the FMA wants people to complete an online health check of their KiwiSaver by answering five simple questions to make sure they are tuned in to their KiwiSaver investment.
    Tags
    KiwiSaver & Superannuation, Media release, Campaigns, Consumer, News & Insights
    Type
    Page

  9. 18 August 2021

    crypto-boosts.com

    WARNING to investors: crypto-boosts.com falsely states it is associated with Crypto Boost Limited, an entity incorporated in New Zealand. We understand the website is using the New Zealand company’s details without permission.a
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  10. 2 August 2022

    Warning: crypto trader, Global Ventures withholding funds

    WARNING: FMA is concerned that Global Venture may be involved in a scam. We have received a complaint from a New Zealand resident who was contacted by Global Venture, through WhatsApp, to trade in cryptocurrencies through their trading platform. Global Venture is unreasonably withholding the complainant’s funds and is requesting further funds to enable a withdrawal.
    Tags
    Scams
    Type
    Page

  11. 14 February 2023

    Scam warning: NZ Residents contacted through WhatsApp to trade in cryptocurrencies

    WARNING: We have received a complaint from a New Zealand resident who was contacted by Global Venture, through WhatsApp, to trade in cryptocurrencies through their trading platform. We are concerned that Global Venture may be involved in a scam. Global Venture is unreasonably withholding the complainant’s funds and is requesting further funds to enable a withdrawal.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 23 June 2023

    Climate-related Disclosures Monitoring Plan 2023-2026

    The FMA’s approach to monitoring the compliance of climate reporting entities with their legislative requirements and reporting obligations for the climate-related disclosures regime.
    Tags
    Authorised body under a FAP, Banking, Compliance, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  15. 22 October 2015

    Custodians’ obligations

    This information sheet explains the difference between a broker and a custodian, custodians for wholesale and managed investment scheme (MIS) clients, and custodians’ statutory obligations. We also list examples of different custodial arrangements.
    Tags
    Client money or property services provider, Roles, Business
    Type
    Page, Guidance