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Found 3786 results. Displaying page 2 of 253

  1. 7 September 2015

    Milestone Financial Services (Auckland) Limited

    Milestone Financial Services (Auckland) Limited, FSP305566, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  2. 2 October 2015

    Canterbury Financial Services (2005) Limited

    Canterbury Financial Services (2005) limited, FSP29382, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  3. 7 October 2015

    Morgan Steel Financial Services Limited

    Morgan Steel Financial Services Limited, FSP431746, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  4. 30 May 2018

    Financial Services Conduct and Culture Review

    RBNZ and FMA briefed the Finance and Expenditure Select committee on the Australian Royal Commission (RC) into Misconduct in Banking, Superannuation and Financial Services Industry, and the response by regulators in New Zealand.
    Tags
    Conduct, Media release, Business, News & Insights
    Type
    Page

  5. 28 February 2024

    Tidal Financial Services – Imposter website

    Imposter website alert: tidalfs.com or TidalNZ.site is falsely using the details of the genuine New Zealand company Tidal Financial Services.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  6. 7 May 2019

    Code of Professional Conduct for Financial Advice Services

    The Code of Professional Conduct for Financial Advice Services is prepared in accordance with Part 4 of Schedule 5 of the Financial Markets Conduct Act 2013 (the FMC Act). The Code supports the purposes of the FMC Act including promoting the confident and informed participation of businesses, investors, and consumers in the financial markets, avoiding unnecessary compliance costs, and ensuring the availability and quality of financial advice.
    Tags
    Financial Advice Provider, Conduct, Roles, Business
    Type
    Page, Guidance

  7. 10 August 2022

    Investor alert: VHNX is not licensed to offer derivative trading services in New Zealand

    WARNING: FMA is concerned that the website vhnx.com may be operating a scam. We have received reports that representatives from VHNX are cold-calling New Zealand residents with investment offers when it is not authorised to do so. We have also received reports of people being unable to withdraw their funds.
    Tags
    Suspected scam, Unregistered business, Scams
    Type
    Page

  9. 31 August 2022

    WALDRON FINANCIAL SERVICES LIMITED

    WALDRON FINANCIAL SERVICES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 31 August 2022

    REED FINANCIAL SERVICES LIMITED

    REED FINANCIAL SERVICES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 21 July 2021

    Acquire Financial Services Limited

    Acquire Financial Services Limited are an AML/CFT reporting entity.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  12. 31 August 2022

    PAUL KENT FINANCIAL SERVICES

    PAUL KENT FINANCIAL SERVICES is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 13 November 2019

    Green Knight Financial Services

    The FMA recommends exercising caution before dealing with Green Knight Financial Services and the website https://greenknightfinancialservices.com. We believe Green Knight Financial Services has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 31 August 2022

    BRITANNIA FINANCIAL SERVICES LTD

    BRITANNIA FINANCIAL SERVICES LTD is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 31 August 2022

    RAUSARIA FINANCIAL SERVICES LIMITED

    RAUSARIA FINANCIAL SERVICES LIMITED is an AML reporting entity
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page