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Found 3787 results. Displaying page 73 of 253

1. 30 November 2017

   Financial Markets Conduct (Fletcher Building Retirement Plan) Exemption Notice 2017

   Financial Markets Conduct (Fletcher Building Retirement Plan) Exemption Notice 2017

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 9 April 2018

   Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2018

   Financial Markets Conduct (Mercer Super Trust) Exemption Notice 2018

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

3. 24 March 2021

   Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2021

   Financial Markets Conduct (US Futures Commission Merchants) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 27 October 2021

   Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2021

   Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 28 August 2018

   Exemption notice - Financial Markets Conduct FNZ Group 2018

   Financial Markets Conduct (FNZ Group) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   PDF

6. 2 November 2018

   Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018

   Financial Markets Conduct (TIL Logistics Group Limited) Exemption Notice 2018 - expired

   Tags

   Exemptions, Business

   Type

   Page

7. 1 December 2018

   Financial Advisers (GT Nominees Limited) Exemption Notice 2016

   Financial Advisers (GT Nominees Limited) Exemption Notice 2016 expired

   Tags

   Exemptions, Business

   Type

   Page

8. 25 October 2019

   Financial Markets Conduct (trueEX LLC) Exemption Notice 2018

   The Financial Markets Conduct (trueEX LLC) Exemption Revocation Notice 2019 revokes the Financial Markets Conduct (trueEX LLC) Exemption Notice 2018 which exempted trueEX from having to be licenced to provide a financial product market. This exemption revoking the earlier exemption has been granted on the request of trueEX as it is no longer operating the financial product market. Expired

   Tags

   Exemptions, Business

   Type

   Page

9. 16 July 2018

   Financial Markets Conduct (Market Index) Exemption Notice 2018

   Financial Markets Conduct (Market Index) Exemption Notice 2018

   Tags

   Exemptions, Business

   Type

   Page

10. 1 May 2022

    Financial Markets Conduct (Imperium Markets Pty) Exemption Notice 2022

    On 16 February 2022, the FMA granted the Financial Markets Conduct (Imperium Markets Pty Limited) Exemption Notice 2022 (the Notice).

    Tags

    Exemptions, Business

    Type

    Page

11. 28 January 2020

    Consultation paper: Review of Financial Markets Authority funding and levies

    The FMA and MBIE are reviewing the FMA’s operational funding requirements, and are seeking feedback on funding options identified by PwC in its independent review of the FMA’s efficiency and effectiveness

    Tags

    Roles, Consultations, Business

    Type

    Page

12. 22 October 2019

    Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2018

    Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2018 - expired

    Tags

    Exemptions, Business

    Type

    Page

13. 5 February 2019

    Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2019

    Expired exemption: Financial Advisers (Personalised Digital Advice) Exemption Amendment Notice 2019

    Tags

    Exemptions, Business

    Type

    Page

14. 12 November 2018

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018

    Financial Markets Conduct (Invion Limited) Exemption Notice 2018 - expired on 2019-11-11

    Tags

    Exemptions, Business

    Type

    Page

15. 13 December 2019

    Financial Markets Conduct (Invion Limited) Exemption Notice (No 2) 2018

    Financial Markets Conduct (Invion Limited) Exemption Notice (No 2) 2018 - expired on 2019-12-20

    Tags

    Exemptions, Business

    Type

    Page