Search results

Found 3694 results. Displaying page 203 of 247

1. 14 April 2021

   Consultation: Proposed guidance on KiwiSaver fees and value for money

   We are seeking input on the regulatory approach to the statutory requirement that KiwiSaver fees must not be unreasonable and the related overarching statutory duties.

   Tags

   Managed investment schemes, Supervisor, Consultations, Roles, Business

   Type

   Page

2. 24 June 2020

   WDC Markets

   WDC Martkets may be operating a scam.

   Tags

   Suspected scam, Scams

   Type

   Page

3. 24 November 2020

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020

   Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2020

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

4. 14 June 2021

   Financial Markets Conduct (Catalist Public Market) Exemption Notice 2021

   Financial Markets Conduct (Catalist Public Market) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 11 August 2021

   Financial Markets Conduct (Squirrel Investment Funds) Exemption Notice 2021

   Financial Markets Conduct (Squirrel Investment Funds) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

6. 20 October 2021

   Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2021

   Financial Markets Conduct (Equine Bloodstock) Exemption Notice 2021

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

7. 8 July 2022

   Suspected scam alert: avistechlimited.com

   FMA is concerned that avistechlimited.com is involved in a scam as it claims to offer online trading and cryptocurrency investment services, with unrealistically high returns.

   Tags

   Imposter website, Suspected scam, Scams

   Type

   Page

8. 16 May 2014

   Finance company legal adviser found guilty of fraud

   Hugh Edward Staples Hamilton (62) has been found guilty at the Auckland High Court of 14 charges arising out of the collapse of Belgrave Finance Limited. Read more.

   Tags

   Media release, News & Insights, Enforcement

   Type

   Page

9. 18 October 2012

   FMA grants auditor licensing accreditation to CPA Australia

   The Financial Markets Authority has accredited accounting body CPA Australia to license auditors who carry out issuer audits in New Zealand.

   Tags

   Auditors, Media release, Roles, Business, News & Insights

   Type

   Page

10. 9 September 2010

    Commission Consults on Standard Conditions for Advisers

    The Securities Commission invites submissions on proposed standard conditions for Authorised Financial Advisers.

    Tags

    Media release, News & Insights

    Type

    Page

11. 28 August 2015

    FMA releases enforcement and investigations report 2015

    The Financial Markets Authority (FMA) has published its enforcement and investigations report for the year ending 30 June 2015.

    Tags

    Media release, News & Insights, Enforcement

    Type

    Page

12. 8 December 2016

    FMA releases AML/CFT monitoring report

    The FMA has today published its third annual AML/CFT monitoring report.

    Tags

    AML/CFT, Media release, Roles, Business, News & Insights

    Type

    Page

13. 23 June 2021

    NZX Limited

    NZX Limited is a licensed market operator.

    Tags

    Market operator, Roles, Licensed entity, Business

    Type

    Page

14. 3 October 2014

    FMA files civil proceedings against Archer Capital and Healthcare Industry

    The Financial Markets Authority (FMA) has filed and served civil proceedings against Archer Capital (Pty) Limited (Archer) and Healthcare Industry Limited (HIL). Read more.

    Tags

    Media release, News & Insights, Enforcement

    Type

    Page

15. 28 June 2013

    Capital + Merchant Finance directors receive increased prison sentences

    Two former directors of Capital + Merchant Finance have had their prison sentences increased following a prosecution taken by the Financial Markets Authority. Read more.

    Tags

    Media release, News & Insights, Enforcement

    Type

    Page