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Found 3694 results. Displaying page 193 of 247

  1. 14 September 2020

    Promarkets

    Promarkets is not registered on the FSPR and not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 28 November 2018

    Brian John Ferguson (FSP155185)

    Mr Ferguson (FSP155185) contravened section 34 of the Financial Advisers Act 2008 (FA Act) by copying and pasting client signatures in insurance policy documents.
    Tags
    Scams
    Type
    Page

  4. 6 August 2020

    KiwiSaver statements starting to help members take action

    A survey that the FMA has done shows that some KiwiSaver members who recalled seeing their projected lump sum planned to take some form of action. The most common planned action was increasing contributions.
    Tags
    Media release, KiwiSaver providers, KiwiSaver & Superannuation, Managed investment schemes, Roles, Business, Consumer, FMA, News & Insights
    Type
    Page

  5. 19 August 2020

    RB Options

    We are concerned that RB Options and www.rboptions.com (the website) has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 12 March 2021

    www.horizonlinelimited.com

    The FMA are concerned the operators of the website www.horizonlinelimited.com may be operating a scam. We have received a report of investors in the company being unable to withdraw their investments.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  9. 9 September 2013

    FMA announcement on finance company cases

    The Financial Markets Authority (FMA) has announced that it has completed investigations into four of its remaining finance company cases.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  10. 15 March 2013

    Three directors sentenced in Capital + Merchant Finance case

    Three directors( Owen Francis Tallentire, Colin Gregory Ryan, and Robert Gordon Sutherland) of the failed finance company Capital + Merchant Finance have been sentenced at the Auckland High Court following action taken by the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  11. 30 August 2012

    FMA's first year - oversight of market conduct report

    The Financial Markets Authority has published its first report on the key issues and themes to emerge from market oversight activities in the first 12 months since it was established.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  14. 28 August 2017

    FMA publishes annual corporate plan

    The Financial Markets Authority is publishing its annual corporate plan for the first time, setting out its planned regulatory activities and key areas of focus to June 2018.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  15. 16 August 2016

    Generate Investment Management Limited

    Generate Investment Management Limited, FSP271005, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page