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  6. 5 March 2024

    Speech by Samantha Barrass at Financial Advice New Zealand Thrive Conference

    Samantha Barrass talks to Financial Advice New Zealand (FANZ) about the future of financial advice and the quest for better customer outcomes.
    Tags
    Speeches and presentations , Authorised body under a FAP, Financial Advice Provider, Financial Adviser, New Financial Advice regime, Roles, Business, News & Insights, Nominated representatives
    Type
    Page

  9. 23 October 2019

    Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2019

    Financial Markets Conduct (Obsidian Contributory Mortgage Scheme) Exemption Notice 2019 comes into force on 22 October 2019 and is revoked on 21 October 2024. This notice exempts Obsidian Group Limited (the Manager) from some provisions of the Financial
    Markets Conduct Regulations 2014 (the Regulations) and the Financial Markets Conduct Act
    2013 (the Act) in respect of the Obsidian Contributory Mortgage Scheme (the Scheme).
    Tags
    Exemptions, Business
    Type
    Page

  13. 1 October 2019

    Guidance note: Supervisor licensing

    Guidance note: Supervisor licensing is for persons applying for a supervisor’s licence, to replace an expiring licence or to vary an existing licence.
    Tags
    Licensing & registration, Roles, Business, Supervisor
    Type
    Page, Guidance

  15. 2 April 2024

    FMA opens consultation on potential class exemption for certain green, social, sustainability, and sustainability-linked bonds

    FMA issues a consultation in response to industry request for a more efficient route to market for green, social and sustainability bonds.
    Tags
    Media release, Offer disclosure for equity and debt offers, Ethical finance, Offers of financial products, Managed Investment Schemes, Climate Reporting Entities, Roles, Business, News & Insights
    Type
    Page