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Found 3690 results. Displaying page 3 of 246

1. 31 August 2022

   STRIDE INVESTMENT MANAGEMENT LIMITED

   STRIDE INVESTMENT MANAGEMENT LIMITED is an AML reporting entity

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

2. 12 July 2018

   Investors show mixed levels of understanding while confidence in financial markets remains stable

   Confidence in New Zealand’s financial markets has remained stable since 2017, despite uncertainty around a potential trade war, volatile global markets and a focus on the culture and conduct of major financial institutions in Australia and New Zealand.

   Tags

   Media release, Consumer, News & Insights

   Type

   Page

3. 31 August 2022

   Robert Josef Schneider

   Robert Josef Schneider is an AML reporting entity.

   Tags

   AML/CFT, Reporting entities, Roles, Business

   Type

   Page

4. 24 March 2021

   ghctrades.com and in-tan.com

   We are concerned www.ghctrades.com and www.in-tan.com may be operating a scam. They are
   falsely claiming to be registered and regulated in New Zealand.

   Tags

   Imposter website, Suspected scam, Scams

   Type

   Page

5. 31 August 2022

   Findex NZ DBG

   Findex NZ DBG including: Findex Advice Services NZ Limited, Findex Financial Services NZ Limited, and Findex NZ Limited

   Tags

   AML/CFT, Roles, Designated Business Group (DBG), Business

   Type

   Page

6. 10 August 2022

   bbcapital.com falsely using Black Bull Group identity

   FMA are concerned that https://bbcapitalmarket.com/ is operating a scam and falsely using the name of a New Zealand registered and licensed entity - Black Bull Group Limited (NZBN: 9429041417799) T/A Blackbull Markets. Black Bull Group Limited has advised the FMA that they are not associated with https://bbcapitalmarket.com/.
   

   Tags

   Imposter website, Suspected scam, Scams

   Type

   Page

7. 10 August 2011

   FMA makes three further leadership team appointments; announces Auckland location

   The Financial Markets Authority has made three further appointments to its strategic leadership team under Chief Executive Sean Hughes, and announced its new Auckland office premises.

   Tags

   Media release, FMA, News & Insights

   Type

   Page

8. 10 September 2010

   Futures Contracts (NZCDC Settlement System and NZX Derivatives Market)

   Futures Contracts (NZCDC Settlement System and NZX Derivatives Market) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

9. 9 March 2012

   Securities Act (Fundzi Limited Pre-paid Debit Cards)

   Securities Act (Fundzi Limited Pre-paid Debit Cards) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

10. 3 July 2015

    FMA strategy to boost New Zealanders’ understanding and knowledge about investing

    The Financial Markets Authority (FMA) today released its Investor Capability Strategy, which aims to build knowledge, understanding and confidence about making investment decisions.

    Tags

    Investing, Governance, Media release, Consumer, FMA, News & Insights

    Type

    Page

11. 11 April 2016

    Be wary of investment offers from outside the regulatory patch

    After receiving more than 2,000 complaints since July 2014, the FMA is warning investors to step inside the regulatory tent for their own protection.

    Tags

    Media release, FMA, News & Insights

    Type

    Page

12. 26 July 2007

    The Order of St John Central Regional Trust Board

    The Order of St John Central Regional Trust Board is a KiwiSaver exempt employer

    Tags

    Type

    Page

13. 31 August 2015

    Rutherford Rede Limited

    Rutherford Rede Limited, FSP174024, is licensed to provide Discretionary Investment Management Services (DIMS).

    Tags

    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business

    Type

    Page

14. 1 July 2016

    Pathfinder Asset Management Limited

    Pathfinder Asset Management Limited, FSP34682, is a licensed Managed Investment Scheme Manager.

    Tags

    Managed investment schemes, Licensed entity, Roles, Business

    Type

    Page

15. 22 February 2022

    FMA warns primefirmtrade.com unreasonably withholding investor funds

    WARNING: FMA concerned that primefirmtrade.com is withholding client funds unreasonably. Clients are required to make a large sum payment for a “withdrawal code” to withdraw funds from their trading accounts.

    Tags

    Investing, Suspected scam, Consumer, Scams

    Type

    Page