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Found 1721 results. Displaying page 66 of 115

  2. 16 August 2013

    Dominion Finance directors sentenced

    Vance Eric Arkinstall, Richard Gilbert Bettle, and Paul Winston Forsyth were sentenced to home detention, community work and ordered to pay reparations. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  3. 5 February 2013

    Two more directors plead guilty in Capital + Merchant Finance case

    Robert Gordon Sutherland and Colin Gregory Ryan, who reside in Australia, pleaded guilty to two charges of making an untrue statement in a registered prospectus and one charge of distributing advertisements which included an untrue statement. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  4. 11 June 2015

    New roles within the FMA executive team

    The Financial Markets Authority (FMA) has made the following appointments to its executive team effective 1 July 2015.
    Tags
    FMA executive team, Governance, Media release, FMA, News & Insights
    Type
    Page

  5. 14 September 2022

    KiwiSaver Statements survey

    KiwiSaver statements survey to understand members’ engagement with their annual statement and attitudes towards KiwiSaver.
    Tags
    Managed investment schemes, Supervisor, Roles, KiwiSaver & Superannuation, Business, Consumer
    Type
    Page, Surveys

  6. 1 December 2016

    The end of the beginning for the new regime in financial services

    A decade in the making, today marks the beginning of a new era in the regulation of New Zealand’s financial markets. The introduction of a stronger regime overseeing financial markets, based on the good conduct of providers, has been in train since before the establishment of the Capital Markets Development Taskforce in 2008.
    Tags
    New Financial Advice regime, Media release, Business, News & Insights
    Type
    Page

  7. 3 April 2020

    Updated: FMA further extends deadline for financial reporting

    The Financial Markets Authority (FMA) is providing regulatory relief to market participants to give them an additional two months to provide their audited financial statements. Due to the disruption caused by COVID-19, the FMA is taking appropriate steps to support the industry. Firms that need to provide these financial statements include listed issuers on the NZX.
    Tags
    COVID-19, New Financial Advice regime, FMC Act, Directors, Legislation, Roles, Business, News & Insights
    Type
    Page, Financial reporting

  8. 24 August 2021

    crowntradeltd.com

    We are concerned that crowntradeltd.com is involved in a scam. There are false claims made on this website that they are connected with a company incorporated in New Zealand – Crown Trade Corporation Limited who has confirmed that they do not operate and are not associated with this website.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  9. 20 December 2021

    FMA warning: false and misleading claims by CapitalInvestments.com

    The website offers trading on the forex market, stock market, and crypto currency market with the ability to gain unrealistically high returns (starter plan: 10% daily for 3 days, through to mega plan: 10% return daily for 30 days).
    The website is using the registration details of a legitimate New Zealand company called ‘Capital Investments Trust Limited (1547699)’. This company has confirmed having no association with the website nor were they aware that the website was using their registration details and business name.
    An investor complained about being unable to withdraw any of his invested funds.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  12. 25 June 2012

    FMA consults on guidance on KiwiSaver sales and distribution

    The Financial Markets Authority is consulting on draft guidance for people involved with the sale and distribution of KiwiSaver schemes.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  13. 17 June 2011

    FMA withdraws civil proceedings against Insured Group

    A notice of discontinuance of civil proceedings was filed in the High Court, and FMA and Insured Group have prepared an agreed statement, which accompanies this release. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  15. 28 November 2014

    Phase two of financial markets law completes long-term overhaul

    The second phase of New Zealand’s new capital markets and financial services law takes effect from 1 December. Phase two includes licensing provisions that extend to several hundred further businesses, and a major shift in the quality of investor disclosure for financial products.
    Tags
    FMC Act, Legislation, Media release, Business, News & Insights
    Type
    Page