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Found 1721 results. Displaying page 65 of 115

  1. 1 May 2015

    Forex Trend Limited

    Forex Trend Limited is currently unable to meet its obligations to customers and intends to appoint a liquidator.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 24 August 2020

    FMA releases report into active and passive fund management

    The Financial Markets Authority (FMA) today published an independent report into the passive and active investment management styles used by KiwiSaver providers.
    Tags
    Compliance, Financial advice, Media release, Managed funds, Ways to invest, Investing, Business, Consumer, News & Insights
    Type
    Page

  3. 11 November 2020

    Yifeng Meng and Ling Sen Luo

    Yifeng Meng and Ling Sen Luo may be involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 3 December 2014

    FMA reaches settlement with ANZ over rural interest rate swaps

    The Financial Markets Authority said it has reached a settlement with ANZ Bank New Zealand Limited regarding the sale, promotion and marketing of rural interest rate swaps to rural customers. Read more.
    Tags
    Fair dealing, Media release, Business, Consumer, News & Insights
    Type
    Page

  5. 26 August 2013

    New website and Twitter account for FMA

    The Financial Markets Authority (FMA) has launched two communication tools which will enhance the way it works with market participants, investors and the media.
    Tags
    Media release, News & Insights
    Type
    Page

  7. 22 December 2010

    New Conditions for Qualifying Financial Entities

    The Securities Commission has published the standard conditions Qualifying Financial Entities (QFEs) will need to abide by when their employees and representatives give financial advice.
    Tags
    Media release, News & Insights
    Type
    Page

  8. 2 June 2010

    Guide for Authorised Financial Advisers Released

    The Securities Commission today released the AFA Adviser Business Statement Guide to help financial advisers prepare for the new regulatory regime. The guide explains the document to be prepared by an adviser applying to become an Authorised Financial Adviser (AFA).
    Tags
    Media release, News & Insights
    Type
    Page, Guidance

  9. 12 September 2011

    FMA announces its Enforcement Policy

    The Financial Markets Authority (FMA) has published its Enforcement Policy to assist financial markets participants to have a clearer understanding of FMA's role, functions and priorities.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  10. 20 March 2020

    FMA COVID-19 Update 20 March 2020

    We are closely monitoring the coronavirus situation and thinking carefully about all necessary actions to ensure customers and investors are protected and markets continue to function well.
    Tags
    COVID-19, News & Insights
    Type
    Page

  11. 4 May 2016

    United Global Holdings Limited, trading as FX United

    We have received reports that United Global Holdings Limited, trading as FX United, has been falsely claiming that the FMA has endorsed the company as being legitimate and highly regulated.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 5 October 2020

    Investing Myth #6: 'Investing is too difficult and time-consuming'

    ‘Investing is too difficult and time-consuming’ is an investing myth that is debunked by Mary Holm for the FMA. She talks about how investing doesn’t have to be hard for inexperienced investors on this page.
    Tags
    Investment basics, Investing, Consumer
    Type
    Page

  13. 13 November 2020

    FMA monitoring shows steady improvement in quality of listed company audits

    The Financial Markets Authority released its Audit Quality Monitoring Report for 2020. Audit quality has continued to improve, with the overall number of issues discovered by the FMA reducing over time.
    Tags
    Regulation, Media release, Auditors, Roles, Business, News & Insights
    Type
    Page