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Found 1720 results. Displaying page 92 of 115

1. 18 December 2014

   FMA warns: beware of misleading advertising promoting UK pension scheme transfers

   The FMA has been monitoring promotional materials and advertisements that encourage people to transfer their UK pension scheme entitlements, and has requested that certain materials be removed from publication.

   Tags

   Media release, News & Insights, Scams

   Type

   Page

2. 9 June 2011

   FMA warns of unacceptable KiwiSaver sales practices

   The Financial Markets Authority is urging investors to be wary of unacceptable sales practices being used in selling some KiwiSaver schemes.

   Tags

   Media release, Formal warning, Powers, News & Insights, Enforcement

   Type

   Page

3. 13 February 2015

   Action against non-filing of financial statements pays off

   A new report released today by FMA shows the proportion of companies filing their financial statements on time has improved significantly since the FMA’s initial review in 2014.

   Tags

   Media release, News & Insights

   Type

   Page

4. 1 October 2014

   Competition between providers for customers’ KiwiSaver funds increases rapidly

   FMA is calling on KiwiSaver providers to put the interests of customers first, as the amount of money transferred by customers changing their KiwiSaver scheme, has almost doubled in a year.

   Tags

   Media release, Consumer, News & Insights

   Type

   Page

5. 23 January 2015

   FMA warns individual trader over online market manipulation

   FMA has issued a warning to an individual online trader in relation to suspected market manipulation trading conduct.

   Tags

   Media release, Formal warning, Powers, News & Insights, Enforcement

   Type

   Page

6. 5 May 2015

   Small DIMS providers benefit from reduced reporting requirements

   The Financial Markets Authority (FMA) has provided smaller businesses that offer a Discretionary Investment Management Service (DIMS) relief from some financial reporting requirements.

   Tags

   Discretionary investment management scheme (DIMS), Media release, Roles, Business, News & Insights

   Type

   Page

7. 3 July 2014

   Consequences for failing to comply with financial statement filing obligations

   The Financial Markets Authority (FMA) has filed charges against the directors of eight companies that raise funds from the public, for breaches of the Financial Reporting Act (FRA). Read more.

   Tags

   Media release, News & Insights, Enforcement

   Type

   Page

8. 26 January 2012

   FMA to issue guidance on effective disclosure in offer documents

   The Financial Markets Authority has published draft guidance for securities issuers, directors and their advisers on how to prepare and present effective prospectuses and investment statements.
   

   Tags

   Media release, News & Insights

   Type

   Page, Guidance

9. 11 July 2011

   FMA issues warnings about unsolicited offers from Share Buyers and Stock & Share

   The FMA has issued warning about unsolicited offers that may be made by Share Buyers Limited or Australian-based Stock & Share Trading Company Pty Limited. Read more.

   Tags

   Media release, Formal warning, Powers, News & Insights, Enforcement

   Type

   Page

10. 25 May 2015

    FMA issues warning on continuous disclosure obligations and secures $500,000 compensation payment from Pacific Edge Limited

    The Financial Markets Authority (FMA) has concluded its investigation into Pacific Edge Limited regarding potential breaches of its continuous disclosure obligations.

    Tags

    Media release, Formal warning, Powers, News & Insights, Enforcement

    Type

    Page

11. 2 May 2011

    FMA Issues Whimp Warning

    The Financial Markets Authority (FMA) has today issued a warning about unsolicited offers that may be made by Mr Bernard Whimp and entities associated with him.

    Tags

    Media release, Formal warning, Powers, News & Insights, Enforcement

    Type

    Page

12. 23 October 2012

    Time for KiwiSaver members to maximise their retirement savings potential

    The Financial Markets Authority says it's time for KiwiSaver members to make sure their investment options best suit their future retirement needs.

    Tags

    Media release, News & Insights

    Type

    Page

13. 25 May 2015

    Apple Fields directors fined on non-filing charges

    The two directors of Apple Fields Limited have today been fined $30,000 each at the Christchurch District Court for breaches of the Financial Reporting Act 1993.

    Tags

    Media release, Cases, News & Insights, Enforcement

    Type

    Page

14. 24 May 2011

    Incomplete Applications Slow AFA Approvals

    Up to 700 financial advisers may have to stop giving advice on KiwiSaver, managed funds and other investment products on 1 July because they haven't completed the qualifications needed to be an Authorised Financial Adviser (AFA).

    Tags

    Media release, News & Insights

    Type

    Page

15. 28 January 2015

    FMA and NZX sign Memorandum of Understanding

    FMA and NZX have signed a Memorandum of Understanding. The MoU sets out the framework for engagement and co-operation between the FMA and NZX, taking into account their complementary regulatory responsibilities for New Zealand’s capital markets.

    Tags

    Governance, Media release, FMA, News & Insights

    Type

    Page