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  2. 3 October 2022

    Feedback form accounting records consultation

    Feedback form: consultation proposed guidance for keeping proper accounting records.
    Tags
    Auditors, Directors, Consultations, Roles, Business
    Type
    Word document, Financial reporting, Feedback form

  4. 27 April 2023

    Change of manager director notification form

    Reg 191 form for FMCA licence types.
    Tags
    Crowdfunding providers, Roles, Business, Managed investment schemes, Peer-to-peer lending service providers, Supervisor
    Type
    PDF

  5. 20 February 2015

    Content and form of Disclose register information

    Content and form of Disclose register information guidance note is for issuers and advisers who are required to produce a register entry for an offer of financial products under the FMC Act. It gives guidance on matters the FMA recommends you consider when producing your register entry. It does not prescribe a single ‘best practice’ approach to register entries as different approaches may be suitable for different businesses.
    Tags
    Offer disclosure for equity and debt offers, Disclose register, Roles, Business
    Type
    Page, Guidance

  6. 29 September 2023

    Feedback form Liquidity risk management

    Feedback form of Liquidity risk management draft guidance.
    Tags
    Consultations, Roles, Supervisors, Business, Managed investment schemes
    Type
    Word document

  7. 15 November 2023

    Fair outcomes consultation feedback form

    Feedback form for Consultation: Fair Outcomes for Consumers and Markets. Submissions close on 1 March 2024
    Tags
    Type
    Word document, Feedback form

  8. 2 April 2024

    Consultation feedback form Green bonds

    Consultation feedback form Green bonds
    Tags
    Offer disclosure for equity and debt offers, Ethical finance, Climate Reporting Entities, Roles, Business
    Type
    Word document, Feedback form

  9. 5 July 2022

    FMA DIMS SC2 consultation feedback form

    Feedback form for consultation paper: Proposed variation to Standard Condition 2 of Standard Conditions for DIMS licences – Incidental financial advice
    Tags
    Consultations, Business
    Type
    Word document, Feedback form